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The birth of Idealism in the West (The Return of Idealism)

The birth of Idealism in the West (The Return of Idealism)

Reading | Metaphysics

Thinking Man

Parmenides’s cryptic claim that thought and being are the same has echoed throughout Western philosophy. In this first instalment of our new series, The Return of Idealism, in partnership with the Institute of Art and Ideas (IAI), Prof. Tom Rockmore argues that in making this claim, Parmenides set the foundations for the struggle between idealism and realism, and suggests that unlike many interpretations, Parmenidean idealism ultimately supports the view that we cannot know a mind-independent reality. This essay was first published by the IAI on the 4th of January, 2024.

Philosophy seeks to arrive at, analyze and choose between different views against the background of the ongoing philosophical tradition. Many exponents of philosophy, talented or otherwise, believe that, in at least some instances, there is a correct answer to the difficult questions that continue to attract philosophers. Others, including myself, believe that we cannot go further than framing or at least seeking to frame philosophical questions in the most useful ways possible. This includes what we might consider to be the correct approach to answering a question. But it need not include anything so grand as proposing a solution to any philosophical concerns.

According to Plato, Parmenides, a sixth century pre-Socratic thinker, invented what has since been known as philosophy or perhaps more narrowly Western philosophy. Numerous other qualified observers also believe that Parmenides began Western philosophy, and that once it began, philosophy has always been and still remains Platonic. The relationship of Parmenides to Plato is crucial but complicated. Parmenides advances a theory of knowledge according to which we can, or at least hope to know in some general way. He famously believed that thought (or thinking) and being (or reality) are the same. The meaning of this claim is uncertain, but one way it can be read is as a defense of philosophical idealism. Parmenides then can be seen as the first idealist in the Western tradition. What is more, his idealism is a form of anti-realism, the view that we cannot have direct knowledge of reality.

 

Parmenides on Thought and Being

There is a difference between Parmenides, who began philosophy, and later thinkers beginning with Plato, who sought to build on the Parmenidean view. Parmenides formulated what according to Plato and others became the initial view of philosophy which echoes through the entire tradition, that thought and being are the same. In his claim that thought and being are the same, Parmenides seems to be suggesting that cognition depends on either or both of two basic claims. One possibility is that he is making the ontological claim that when we know something we know mind-independent being, that is, the way the mind-independent reality is. The other possibility lies in the view that we do not and cannot grasp the mind-independent world as it is, but cognition is still possible through an indirect grasp, by the construction of the cognitive object.

At this point in many texts, one might anticipate a series of learned remarks, often of a philological nature, since Parmenides wrote in ancient Greek, intended to demonstrate the true meaning of the Parmenidean view.  This seems unnecessary in the present context. Suffice it to say that Parmenides neither demonstrates nor attempts to demonstrate his thesis which, since pre-Socratic philosophy, continues to function as the only universal criterion of knowledge.

Rationalists like Descartes and empiricists like Locke agree we can know the mind-independent real but differ about how to do so. Others believe that at the end of the day there has never been any progress towards that goal. The alternative to these options of naive realism and extreme skepticism is epistemic constructivism, which I will understand as a three-fold claim: (1) we must avoid cognitive skepticism; (2) though we cannot demonstrate or otherwise show that we know the mind-independent real; (3) we can avoid skepticism since we can at least demonstrate that we know what we construct.

 

Plato’s development of Parmenides

It is often said that Western philosophy begins in Plato, not Parmenides. But if Plato is a post-Parmenidean beyond just coming after him time-wise, then he does not break with, but rather builds on and further develops the Parmenidean theory. Philosophy then starts with Parmenides, as Plato himself thought.

Plato states a version of the relation of his view to Parmenides in several places, perhaps most famously in the tenth book of the Republic. According to Plato, knowledge is based on mimesis, or imitation. He claims that we apply a single form to the things to which we apply the same name.

Take the example of a piece of furniture. Socrates believes craftsmen who, in the process of making things, for instance beds and tables, rely on pre-existent images, which they do not create, but only use as a model for different kinds of furniture. According to Socrates, no individual makes the form of the thing, such as the table or a chair.

The suggested demonstration culminates in a three-fold distinction on three different levels between three kinds of beds. They include (1) the form of a bed that no human being but only a god can make; (2) for instance, the work of a carpenter who relies in turn on whatever the god creates in the process of naming, and (3) the painter who depicts one or more pre-existent objects he does not create.

Parmenides sees the problem, which he formulates but does not solve, and which in turn Plato also sees and also does not solve.  According to Parmenides, cognition is possible if and only if thought and being are the same. In the theory of forms, Plato seeks to show that there is cognition if there are mind-independent forms, which at least some gifted individuals can know. The required demonstration of the identity of thought and being lies in the Platonic view, which is intended to solve the Parmenidean problem. Plato’s suggested solution is his theory of forms, namely the identity between the object we do not make or construct and the object we can know or think.  If this is true, then thought and being are indeed the same, and cognition is possible. Plato is attracted to this argument as a possible solution to the problem of knowledge, since he suggests, some exceptional individuals – men of gold-  can grasp the forms, and therefore the mind-independent world. But the solution fails since even in the Republic itself, we never find out who these exceptional individuals are supposed to be – there are no men of gold.

 

Thought and being after Plato

The Parmenidean problem of cognition, which Plato failed to fully solve, arguably remains on the agenda of the entire later philosophical tradition, still unresolved. The Parmenidean view suggests there are two and only two general ways to know the world.  Let us call them i) materialism (or realism), the view that we can and do grasp the mind-independent real, and ii) idealism (or anti-realism), the view that we can only interact, but never know the mind-independent world as it is.

Materialism is often described as a naïve doctrine that asserts, but cannot demonstrate, claims about the mind-independent world. Materialism is a strategy for cognition through the immediate or direct grasp of the way the world is. Materialists seek to demonstrate that we can have a direct, immediate grasp of the mind-independent world.

Philosophical idealism on the other hand is often understood as the view that mind is the most basic reality, whose inner essence is in some way mental. There are numerous kinds of philosophical idealism, including British and German varieties. Idealist thinkers claim we can only infer, but never know what appears to be the case. In modern philosophy, arguably the best-known idealist is Berkeley. The latter was an immaterialist, who denied the existence of matter in favor of a view of finite mental substance that he understood as a collection of ideas.

 

Kant and Idealism as Anti-realism

In following the path opened by Parmenides, we have distinguished two main cognitive strategies, namely materialism and idealism. The difference between the two cognitive strategies is clear. Materialism is a version of the familiar, realist correspondence view of truth. Materialists think, but cannot show, that our grasp of the real corresponds to what is. Idealists, on the contrary, think that, though we cannot grasp what is, through the interaction between the knower and the knowable, we construct cognitive objects that we know.

Idealist thought arises in Parmenides and continues in modern philosophy. The term “idealism” was initially used by Leibniz in 1702. Berkeley thinks idealism favors immaterialism, or the view that substance does not exist. Idealists, for instance the later Kant, are constructivists, not realists. Kant began as a representationalist, initially favoring the view that cognition requires the correct representation of the object. He later gave up representationalism in favor of constructivism. In the Preface to the second edition of the Critique of Pure Reason, Kant suggested that metaphysics, which previously assumed that knowledge must conform to objects, “must [now] suppose that objects must conform to our knowledge” (CPR B xvi).

If this is correct, then the complicated link between Parmenides, who precedes Plato, and Plato, who succeeds Parmenides, turns on demonstrating either one of two general claims. We recall that Parmenides believes that thinking and being are the same. This suggests that thinking and being are two names for precisely the same thing. On the other hand, it paradoxically also suggests thought and being are not similar but utterly different in every way.

Parmenides’s view that thinking and being are the same echoes throughout the tradition from the pre-Socratic beginning of the tradition right up until today. A turning point arises in the transition between two phases in the development of Kant’s position. The turning point occurs in the Inaugural Dissertation (1770). In his initial view, before the Dissertation, Kant defends a pre-idealist representationalist approach to cognition. In this early phase, he understands cognition as requiring an apodictic grasp of what is. After the Dissertation, Kant gives up any claim to apodictic knowledge in favor of his famous Copernican revolution.

In On the Revolutions of the Heavenly Spheres (1543), Copernicus proposes that geocentric planetary motion can be replaced by a heliocentric explanation. In the Preface to the second edition of the Critique of Pure Reason, Kant suggests that metaphysics, which previously assumed that knowledge must conform to objects, “must [now] suppose that objects must conform to our knowledge.”

Kant was a physicist. In the process of the development of his position Kant changed his mind. He initially held that there is a mind-independent world that we know to a later view and we know it. An example is Newton’s laws, which are supposedly unalterably true or necessarily correct about the mind-independent external world, and will never be superseded.  In other words, Kant’s early view defends a view of science that claims but cannot show that we know the way the mind independent world is. In this initial phase of his development, Kant holds that we know what is necessarily correct since it cannot not be true. This view restates in different language the Parmenidian belief that knowledge requires a correct grasp of being.

Kant later changed his mind in adopting the basically different view according to which the cognition requires no more than the construction of what is on the level of thought. In this later phase Kant no longer believes that cognitive claims are unalterably true or even true at all, a view he abandons in favor of the belief that cognitive claims are not necessarily true but rather depend on our experience.

The evolution of Kant’s conception of knowledge runs from a stronger claim about the mind-independent external world before his Inaugural Dissertation to a weaker claim after the Dissertation about the way we merely experience but cannot know the world. More recent scientists think that cognitive claims are historically limited. In an informal statement, Einstein, the physicist, writes:

Physical concepts are free creations of the human mind, and are not, however it may seem, uniquely determined by the external world. In our endeavor to understand reality, we are somewhat like a man trying to understand the mechanism of a closed watch. He sees the face and the moving hands, even hears its ticking, but he has no way of opening the case. If he is ingenious, he may form some picture of a mechanism, which could be responsible for all the things that he observes, but he may never be quite sure that his picture is the only one which could capture his observations. He will never be able to compare his picture with the real mechanism and he cannot even imagine the possibility of the meaning of such a comparison.

 

Parmenidean idealism

Coming back to Parmenides and his claim that thought and being are one. Plato understood Parmenides to mean that the condition of knowledge is to grasp the unity of thought and being. Following that idea, Plato suggested that knowledge would be possible only if we could know the mind-independent world as it is. But ultimately his theory of forms failed.

The ancient Parmenidean claim runs through the philosophical tradition, returning in different forms in German idealism (e. g. Kant, Fichte and Hegel) in the canonical choice between thinking and being. But if demonstrable knowledge of the mind-independent real is the main thrust of the philosophical tradition, in other words, if materialism/realism is the dominant strain of Western philosophy, then Western philosophy fails. On the other hand, if constructivism is a plausible alternative, cognition can in principle be redeemed through the ongoing interaction between finite human beings and their surroundings, above all in Hegel’s view of epistemology as circular. Though Kant did not invent epistemic constructivism, he gave it a powerful impulse in his later view of knowledge in context.  I conclude that we can and indeed must accept the Parmenidean unity of thought and being as a cognitive condition. But we must reject the unavailing effort to grasp the mind-independent real in favor of a constructivist account of objects as they emerge in experience.

Gödel’s Incompleteness and the Realm of Wildlife

Gödel’s Incompleteness and the Realm of Wildlife

Reading | Philosophy

Yaakov Lichter | 2023-12-24

Four funny ant with their bellies. Ants dancing. Glade, moss. Beautiful rainbow background. The concept of performance, dance, show, concert

Humans relate to nature through the intermediation of abstract linguistic concepts that aren’t themselves part of nature. Animals, on the other hand, relate to nature through actions—gestures, secretions, sounds, etc.—that evoke meaning in a manner directly grounded in the elements of nature. The potential power of this more direct approach has been illustrated by Kurt Gödel, who used elements of mathematics—natural numbers and arithmetic operations—to model mathematics itself and investigate its nature, thereby unlocking great insight. This is analogous to how animals relate to their world. Could Gödel’s insight help us transcend the artificial boundaries created by our abstract concepts and, thereby, better understand reality?

In the spirit of Newton’s call to build more bridges rather than erect more walls, here an analogy is suggested between the stratagem of Gödel’s proof of his Incompleteness Theorems and the modes of behavior that enable animals in the wild to effectively be one with nature while still spreading their intentions and signaling their status. I suggest that Gödel’s most fundamental intellectual insight—which resides in the world of human thought—parallels what animals possess naturally.

The language in what follows is intended to be accessible to non-mathematicians and provide a preliminary introduction to Gödel’s revolutionary and profound work.

 

Direct sensations and language

Simone de Beauvoir proclaimed that “humans are the talking animals.” We do not know of any other animal that uses abstract symbols—such as written letters and spoken syllables—as a means of communication, which members of the species have deliberately pre-agreed on. It would be far-fetched for us to think that any other living creature uses abstract words such as mind, consciousness, justice, happiness, sorrow, and so on. In that respect, humans are a unique species. Dr. Doolittle, who allegedly conversed with animals using human concepts, existed only in Hugh Lofting’s fictional books. Being talking and thinking creatures ourselves, when we read Lofting’s books Dr. Dolittle’s talking animals become a sort of reality for us, but a reality in our mind.

Abstract symbols combine in linguistic formulations—such as words, sentences, formulas, etc.—to eventually create for us, humans, stories of various types, ranging from tag lists and simple accounts to legends, narratives, novels, and theories. These abstract symbols—whether written or spoken—do not mean anything to any other living creature.

A human baby is born devoid of language. However, the potential to understand language and use it is inborn in it. Babies start internalizing language the moment they first hear it. This rather cryptic, even mystifying, process is profoundly influential; it creates our framework of thinking. Humans are very self-reflective: they think about themselves, about their experiences and about their very existence. Language causes us to process all of this in a consistent way, thus creating one of the two sources of our knowledge.

Indeed, two essentially different human experiences feed, increase and sustain human knowing. One is our inborn, unmediated, direct natural sensory experiences that are naturally ‘engraved’ in our consciousness, very much like any other animal. This source is not conditioned by knowing any language or the products of language, such as tales, narratives, or theories. The other source emanates from our linguistic experience of becoming acquainted with an ever-increasing number of words, names, statements, etc.

Søren Kierkegaard spoke of the outstanding change that takes place in one’s mind when, for the first time, the fact that everything in their life depends on the way they think invades their consciousness, where they understand that the absoluteness of thought—which stems from the absolute definitiveness of language—takes the place of alleged reality.

Two essentially different realities—one stemming from our direct sensory experiences, and the other from our language-thought experiences—meet and interact in our consciousness in a very complicated, intricate and, in fact, mysteriously entangled way. This interplay yields tremendous human capabilities, with qualities that are unmatched by any other living creature. These unmatched creative capabilities span from profound artistic, literary, and scientific works to horrendous acts of killing and destruction.

One of the most brilliant human achievements of all times is Kurt Gödel’s analyses of the foundations and structure of mathematics as a formal language, as well as its properties. Gödel published his revolutionary work in 1931, thus changing forever not only widespread popular beliefs about mathematics, but also shattering for good what world-leading mathematicians and logicians thought about it.

Gödel’s outstanding logical genius is discussed in a plethora of books, papers, essays, lectures, movies, and video clips. However, perhaps something unique has been overlooked in at least most of them. When comparing Gödel’s most fundamental stratagem—without which the very body of his work would not have been possible—to the way animals get along and ‘communicate’ in nature, an interesting and rather instructive parallel may be drawn.

 

Metatheories

When Aristotle wrote his teachings about nature—which he called “phusika” (φυσική, in Greek)—he realized that it was impossible for him to explicate nature’s concrete causes and effects, as discerned by the senses, without inventing abstract concepts indicating entities and properties that cannot be directly sensed by us. In order to formulate his philosophical teachings about nature, he had to incorporate these abstractions as an integral part of his text. His disciples decided to gather the definitions and explanations of these abstract terms in a separate section or volume, and then place it right after his physics teaching. The word ‘after’ in Greek is μετά (pronounced ‘meta’), and thus the word ‘metaphysics’ was created. As such, the metaphysics of a certain physical theory is concerned with the investigation, analysis, and description of the theory itself.

This is not exclusive to physics and metaphysics. Each theory can have a metatheory, which investigates, analyzes, and critically describes the concepts, symbols, and inference rules of the theory itself. A particular case of a metatheory is metamathematics.

Understanding that any theory is eventually a story made of language, Rudolf Carnap suggested the following definition for a metatheory: “if we investigate, analyze, and describe a language L1 [and call this study L2] … the sum total of what can be known about L1 and said in L2 may be called the metatheory of L1.”

For a variety of considerations, which are out of the scope of this essay, we will refer to mathematics not as a theory of quantities, but as a theory of abstract symbols free of any interpretation, practical agenda, or empirical experience.

We are now setting out on a journey that takes place solely in the world of human language and thought. Later we will contemplate this abstract world from a standpoint located in the concrete world of direct sensory experiences. Both these worlds constitute the contents of human consciousness.

 

Formality, consistency and completeness

Historically, the development of mathematical thought has always been accompanied by the emergence of  paradoxes. The intensity of this process surged during the 19th century, to the point of becoming a fundamental problem in mathematics and related sciences. David Hilbert, a leader in the community of mathematicians and logicians, called on them to prove that mathematics can be simultaneously a formal, consistent, and complete theory.

The adjectives ‘formal,’ ‘consistent,’ and ‘complete’ are not what mathematics—either as a theory of quantities or a theory of symbols—is about. They are, instead, metamathematical.

What do we mean when we say, ‘formal theory’? The Collins English Dictionary states that it is “a system of uninterpreted symbols and combinations thereof, whose syntax is precisely defined, and on which a relation of deducibility is defined in purely syntactic terms.” That is to say, the truth or validity of one such a theory stems solely from rules and laws related to symbol manipulations, which the theory considers legitimate. A famous example of a formal theory is the basic geometry of the plane, formulated by Euclid thousands of years ago without reference to drawings or plausible experiences. Euclid’s theory is taught in high schools to this day.

It is much simpler and seemingly more intuitive to define ‘consistency’: a theory is consistent when we believe that its text is free of contradictions (it will be understood later why we use the words ‘intuitive,’ ‘believe’ and ‘seem’ in this supposedly simple definition).

The third terms is ‘complete.’ We say that a theory is ‘complete’ if all of its propositions (or formulas) can be proven to be either true or false based on the theory’s axioms and inference rules.

We want to relate the above to mathematical theories. The root of mathematics is arithmetic, so we can widen our field of interest to any theory that includes arithmetic in it. Including arithmetic in a theory simply means that the list of symbols (alphabet) of this theory should include the symbols for the natural numbers (), plus the multiplication, addition, and equality symbols ().

For the sake of brevity, in what follows let the acronym FCAIT denote a Formal, Consistent, Arithmetic-Including Theory.

 

The fundamental stratagem behind Gödel’s Incompleteness Theorems

In response to Hilbert’s challenge, Bertrand Russell and Alfred North Whitehead published their monumental three-volume book, Principia Mathematica, about the foundations of mathematics. Their book included their new “Theory of Types,” which emanated from their insight that paradoxes exist only in the world of language and thought, their source being self-reference, which language allows. In the context of language, a self-referential statement is one that entails a reference to itself. The ancient symbol of the Ouroboros—a dragon that eats itself—denotes self-reference and illustrates the paradox of something defeating itself.

Russell and Whitehead’s Theory of Types seemed like a complete solution free of self-referential propositions, thus avoiding the paradoxes that arise from them.

When Russell and Whitehead published their book, Kurt Gödel was a child. After having read their book not many years later, he felt—with his extraordinary intellect and mathematical intuition—that it must be impossible to get rid of self-reference in mathematics and, apparently, in any FCAIT.

Gödel’s brilliant intellect led him to a profound stratagem, which enabled the proofs of his revolutionary Incompleteness Theorems. He decided to adopt Plato’s philosophical view that natural numbers should be regarded as a special type of reality in themselves. Though they do not belong to kind of direct sensory experience that we intuitively accept as reality, we should still consider them ‘real’ in our world of language and thought, which ceaselessly interferes with our sensory experiences.

Thus, Gödel devised a code that converts any alphabetical statement or formal proposition into one unique natural number, and vice versa, in a one-to-one mapping. The code he suggested is very simple indeed, and based on the rules of arithmetic. For reasons of brevity, I will not go into its details here (in any case, there are many different methods to create such a code, so the details are less important). The profound point is Gödel’s understanding that such a code is a necessary condition for proving his theorems. It is a necessary condition, but not a sufficient one. He came up with additional ingenious ruses, which are not mentioned here so we can focus our attention on the code only.

By converting formal statements into natural numbers in a bijective way [Editor’s note: i.e., in a way that ensures that each and every formal statement corresponds to one and only one natural number, and vice-versa], it becomes technically, or symbolically, possible for us to replace (a) the verbal concepts and statements with numbers and (b) the inference rules with arithmetic operations. That gets us from the world of regular verbal language, such as English, into the formal language of arithmetic.

This is a change of a medium; will it create a new message? Apparently, it did. It allowed Gödel to prove revolutionary theorems.

 

Gödel’s Incompleteness Theorems

The first of Gödel’s Incompleteness Theorems claims that FCAITs are necessarily incomplete; i.e., an FCAIT always has statements that can be neither proven nor disproven, which are therefore called ‘undecidables.’ FCAITs necessarily include undecidables.

The second theorem, which is easily proven from the first, says that there is no consistent FCAIT that can prove its own consistency. This is the final fatal blow to Hilbert’s hope—as expressed in the challenge he posed to the global mathematics/logic community—to preserve the image of mathematics as both consistent and complete.

In even simpler language, what we can say with mathematical certainty, based on Gödel Incompleteness Theorems, about the concepts of completeness, consistency, and decidability for any given arbitrary FCAIT is as follows.

Completeness: does every statement that must be true in a theory have a proof in the theory? No.

Consistency: is a theory certainly consistent? Can we be sure that it is free of contradictions? We cannot know the answer to these questions from the theory itself; the property of consistency cannot be proven or refuted within the theory.

Decidability: is there a finite algorithm that can always determine whether a statement follows from the axioms of a theory? No.

 

Gödel’s realm and wildlife

Gödel’s code is a transformation between two human forms of description, both belonging to the human world of language and thoughts; both using abstract symbols. One form is our regular language, such as these sentences, which we ordinarily use to describe the world and think about it. The other entails the concepts of natural numbers and arithmetical operations.

Animals, as we understand them, do not have a world of conceptual language and abstract symbols. They cannot describe or communicate to other members of their own species, or to other animals, in this fashion.

Originally, I had titled this section “How natural living creatures communicate.” On a second thought, I chose a different title, as you can see above. In my book, Life & Theories: Encounters of the Third Kind, I went even further, referring to animal interactions as messages of nature itself.

The reason I tried to avoid using the word ‘communicate’ is because communication ordinarily implies some form of human-like language—i.e., an ordered combination of abstract symbols like spoken syllables, written letters, mathematical formulas, formal logical statements, etc. Too many people think that we can interpret the way animals conduct themselves as analogous to human language, but animals in nature do not possess such capability. What they do, instead, is to use the objects of nature itself, such as bodily gestures, touches, sounds, tastes, odors, even bodily secretions, which can all be naturally discerned by the senses of living creatures.

For example, we are all familiar with the yawn reflex, which exposes the teeth of the tired animal, thus discouraging any predator that could otherwise take advantage of its fatigue. We see how the fur of a cat bristles and its back becomes curved when a dog attacks it, so the cat looks bigger than it is. Another interesting example is a procession of ants walking along a trail, coordinated by the secretion of various substances (like pheromones). Ants also exercise involuntary physical contact, which excite certain reflexive responses such as opening their mouth to let other ants sense what it carries. They sense the subtle but penetrative sounds of legs strumming the creases on the side of an ant’s stomach. And there are also tastes and smells that ants pass to one another. All these are concrete components of direct sensory reality; all are concrete—none is abstract.

 

Conclusion

In summary, the means that animals employ to effectively be one with nature, and yet spread their intentions and signal their status, are made of the very entities that nature is made of and do not entail indirection via pre-agreed abstractions. Is the resourcefulness and ability of animals to survive and reproduce in nature, as well as live in sustainable balance with it, a result of their being an integral part of nature?

It is clear that Gödel’s profound stratagem of using solely the very elements of the ‘reality’ of mathematics—natural numbers and arithmetic operations—to relate it to metamathematics itself served as a fundamental key to unlocking the unexpected results of his theorems. A parallel between Gödel’s stratagem and the behavior of animals in nature then seems to emerge: the use of elements of a given reality to relate it to its metareality. This may avoid the barriers caused by a language whose concepts are foreign and irrelevant to the reality it tries to describe. Can it be a clue to deeper insights?

Newton said, “We build too many walls and not enough bridges.” Can the above be the beginning of a bridge that will enable better theories?

 

This essay reiterates some of the ideas in the author’s book, Life & Theories: Encounters of the Third Kind, 2023.

Reconciling the dancing polarities

Reconciling the dancing polarities

Reading | Philosophy

Fred Matser | 2023-12-17

Orange and blue lightning, cold and hot electrical discharge, element danger

In an essay meant to give us food for meditation during the holiday period, as we take account of the year now behind us and the—tragic and otherwise—events that marked the year, our Founder and Chairman speaks to the importance of maintaining, in a mature fashion, the dynamic balance between the often extreme polarities that characterize human society.

In holding polarities apart, resistance creates continuous tension between opposites. By ‘tension’ I don’t mean something negative, but simply a force, a pull. In our case, we can think of this tension as the impetus underlying the interplay between (a) male and female modes of being, (b) intellectual and intuitive modes of cognition, (c) the felt urges to give and receive, (d) the raw power of assertiveness and the enchanting power of vulnerability, and many other polarities. Our very lives rest on the dynamic tension between these opposites being maintained, for without such tension we would live in a world of static aloofness. The tension is the driving force of both people and societies; it is what makes them move, even strive; it is the impetus behind every action, individual or collective; it is the engine of both personal and social growth, authentic growth.

Therefore, the secret to a healthy and functional life, as well as to a healthy and functional society, lies—it seems to me—in ensuring a dynamic harmony between the polarities, whereby neither pole dominates, subdues or overwhelms its opposite but, instead, the tension between them is maintained. This dynamic harmony can be best visualized as a dance performed by each pair of opposites. The better the dance is—that is, the more refined the balance and harmony of the choreography—the more functional is the result. The dance of the polarities isn’t meant to achieve a certain goal or arrive at a particular destination, just as two people dancing a tango aren’t trying to arrive at a specific place on the dance floor. The point is the dance itself, just as the point of sailing is to sail, not to go around buoys.

To grasp the value of life from this perspective requires a certain sense of aesthetics. As Plato suggested, beauty is truth. The most truthful, functional way of life is thus the one that entails the most beautiful dance, the most exquisite choreography. And no tango is beautiful if one of the partners is dominated or stomped into oblivion by the other, is it?

Yet, subduing one of the poles for the benefit of the other has been, consistently, throughout our history, the way we operate. Most conspicuously, we have put physical, assertive power on a pedestal, while neglecting the indispensable role of vulnerability in life, which we see as a weakness. But without the enchanting power of vulnerability life would be impossible. Think of all unborn and newborn animal life, insect larvae, fish fry, plant seedlings, etc.: how vulnerable, yet indispensable, they all are! To use assertive power is perfectly okay as long as it is dynamically balanced with the power of vulnerability, so as to maintain functional tension. Alas, even a cursory observation of our social dynamics reveals that we are far from achieving such an ideal.

There are many more examples of imbalance. Take, for instance, how we value the intellect much above feeling and intuition, as if only the intellect could convey valid information and arrive at valid conclusions. Already since early education, this bizarre and skewed notion is inculcated in children: whatever you know through feeling or intuition is only acceptable if you can persuasively argue for, or justify, it in conceptual terms, using words and numbers. Otherwise, it’s just fantasy, delusion, wishful thinking. Such devaluation of our feeling faculty amounts to a veritable amputation. It artificially and arbitrarily cuts us off from capabilities nature has endowed us with for a reason. It’s like voluntarily gouging out an eye and believing we are better off for it. Because the amputation is not as immediately visible as a missing limb or eye, we don’t realize the magnitude of our loss.

Moreover, the intellect expresses itself innately through discrimination: it is always attempting to draw a line between true and false, right and wrong, valid and invalid, appropriate and inappropriate, belonging and not belonging, etc. Choices made through intellectual mediation are thus intrinsically exclusionary: they exclude what we judge to be false, wrong, invalid, inappropriate or not belonging. In contrast, choices mediated by the feeling faculty—heart-based choices— tend to be inclusionary, to draw things and people together based on their unique strengths and relative value. Consequently, our tendency to value the intellect much above the feeling faculty leads to the myriad ways in which our society excludes people, communities, countries, animals and even nature at large.

One of the most recognized imbalances in our society and way of life is that between male and female modes of thinking, feeling and acting. Therefore, correcting this particular imbalance also gets most of our attention and effort. The problem is that, even in contexts or situations wherein women have managed to break through the glass ceiling and achieve positions of influence, the price they pay for doing so is often to sacrifice their very femininity by imitating the dysfunctional behavior of men. This is too high a price, for it defeats the very purpose of the effort to reduce the imbalance in the first place. Indeed, the detrimental imbalance here is not merely a question of gender, but of modes of being and acting.

If our society embodied a proper dynamic balance between male and female modes of being—regardless of gender—we would arguably be seeing less dysfunctional competition, less wars, less loneliness, more understanding, more sharing and compassion. There is much to be gained by working towards a dynamic balance.

But in order to do so, we must be prepared to revise our values. Balance can only be achieved if each pole is valued on its own terms, not in terms of the qualities of its opposite. This is a subtle but crucial point. For instance, male business leaders who sincerely want to contribute to a better balance between male and female principles at work may still value the intellect and assertive power above intuition and vulnerability; and so, they will support and promote women who think and act like men. At the end, no balance is achieved.

Proper dynamic balance requires a kind of cognitive leap that enables one to contemplate each pole from an Archimedean vantage point; a neutral perspective from which one can objectively assess the polarities within their total context, recognizing their respective contributions to the whole. It is extraordinarily difficult to attain such a neutral vantage point, for we are all immersed in the values we happen to embody. Yet, attaining it is essential if we are to live harmonious, functional lives. This is the key challenge at hand, and it is formidable.

Self-cultivation, individuation, and the mind-body problem

Self-cultivation, individuation, and the mind-body problem

Reading | Philosophy

Mark F. Rossbach, MA | 2023-12-03

Young woman performing Wing Chun stance on the beach at sunset time. Concept of sports lifestyle

If the fundamental layer of reality is understood to dissolve the seeming metaphysical differences between mind and matter, psyche and soul, then bodily practice becomes a direct means for psychological and spiritual development. Such development, in turn, conveys the direct experience of the unity between mind and matter, psyche and body, self and world. This is the central point of this short essay by anthropologist, Jungian analyst, and martial artist Mark Rossbach.

Could practices such as meditation and martial arts offer us a glimpse into a more fundamental layer of reality?

According to our modern, Western, materialist worldview, this cannot be the case. But if we look in other directions and other modes of thinking, we can find different answers. Eastern philosophies, for example, developed in radically different ways. One of the main differences lies in the understanding of mind and body as being ultimately one, the opposite perspective of our modern materialist worldview.

By regarding mind and body as ultimately one, Eastern philosophies understood that reality was not something outside, separate from ourselves, but something closer and more fundamental. This led to the understanding that reality could never be comprehended solely by thinking, but had instead to be lived through direct experience. In this worldview, thought was not divorced from lived experience, and philosophy developed with strong practical components to it.

The Japanese notion of Shugyo is a perfect expression of the way practice is understood as a means of achieving a lived experience of more fundamental layers of reality. At first, the concept was used to refer only to religious Buddhist ascetic practices, but with time it spread more widely thru Japanese culture, as religious thought itself permeated different layers of society.

Yuasa Yasuo was a Japanese philosopher who translated Shugyo as ‘Self-cultivation.’ He analyzed the concept through different perspectives and associated it with paranormal phenomena and Eastern metaphysics. In Carl Gustav Jung’s Analytical Psychology, Yasuo found a way to bridge this concept with the West, for Jung had developed a theory of psychological functioning that not only allowed a psychological interpretation of Eastern practices, but also understood that psychotherapy should offer a way for Western individuals to develop a symbolic understanding of life, recovering something that in essence is proposed by all religious thinking: a lived, individual experience of totality. This meaningful understanding of life is closely relatable to Eastern philosophies, as is pointed out by Yasuo, especially if we take the idea of Self-cultivation as a starting point.

But what does it mean to cultivate the Self?

According to Yasuo, Self-cultivation is a way of training the mind through the body, in meditative practices such as martial arts and crafts. The idea implied is that, alongside technical development, the practitioner should seek spiritual development throughout his practice. This spiritual development signifies a deep transformation of one’s personality, as well as the lived experience of deeper aspects of reality.

In contrast, in the West bodily practice has been regarded as having merely recreational or health value. Either way, bodily practice has not been considered a means to achieve profound spiritual transformation.

The reason for this contrast may be found in the mind-body problem, since our main Western religious traditions contributed to a dualist and dichotomous paradigm initiated in the Enlightenment period through Cartesian thinking. Such dichotomous understanding of reality considers mind and body two different substances. From this our current materialistic worldview was born, wherein objective reality (body) has higher value and importance than subjective, experiential reality (mind), as the former is thought to come first. The famous hard problem of consciousness is a direct consequence of such dualist thinking.

Eastern traditional philosophies have not been heavily influenced by Cartesian dualism. And neither have they divorced mind and body through a similar socio-political movement as the Enlightenment—at least not until the last century. In contrast, Eastern philosophies developed a nondual worldview, investigating the inner, experiential part of life by taking mind-body oneness as the starting point.

In notions such as Shugyo, mind-body oneness is an experiential state achieved through continuous practice. It leads to the experience of Satori, which is the individual enlightenment lived by Buddhas. Nonetheless, it is important to emphasize that Satori is not a specific experience, but rather a broad term to refer to different experiential states achieved through the cultivation the Self. We could also say that Satori refers to different lived experiences of altered states of consciousness.

To claim that the experience of mind-body oneness is achievable through practice means that, although mind and body may be perceived as two different substances, both are in fact the same; there is but one substance perceived by us in two different ways. And the experience of this one substance can only be achieved through practice. As such, according to Shugyo, the seeming dualism of reality is not fundamental.

Yasuo maintains that mind-body practices show the difference between Western and Eastern metaphysics, the former being occupied with what lies behind the experience of nature (physis), whilst the latter is engaged with what lies behind our inner nature—that is, what lies behind the human ‘soul’ (psyche), as Yasuo puts it, which in turn is investigated on the basis of mind-body inseparability as the starting point.

Yasuo found in Analytical Psychology (developed by Carl Gustav Jung) a bridge to compare the aims and the psychological mechanisms entailed both in meditation practices and psychotherapy (as understood in Analytical Psychology). According to Yasuo, psychotherapy aims at restoring an individual afflicted with an abnormal state back to his normal state of behavior, by restoring the link between consciousness and the unconscious.

On the other hand, meditation aims at ‘transcendental’ states of consciousness, many times regarded as altered states, in which an integration of consciousness with the contents of the unconscious takes place, thus enabling one to learn how to control one’s emotional states.

According to Yasuo, while psychotherapy aims at helping someone deal with abnormal states of consciousness that cause suffering and meditation (Shugyo) at achieving higher states of consciousness, the underlying psychological mechanisms are the same. In this light, Shugyo can be understood as the way of seeking the experience of mind-body oneness through practice.

This transformation of the personality, according to Buddhist traditions, is accompanied or fomented by experiences of losing sight of oneself, of leaving the body, as well as hallucinatory experiences similar to psychedelics, near-death experiences, etc. What happens here is that the ego, which is closely related to the body, loses its place as the center of the personality, and the whole world starts to be comprehended as also being part of one’s psyche; inner and outer experiences start to merge in these ‘hallucinatory’ states, forcing the ego to surrender.

Jung also understood that the goal of life is to transform one’s personality, shifting the center of the personality from the ego to what he called the Self (Selbst). The concept of the Self simultaneously refers to the unique and most individual parts of oneself, as well as the whole of the collective unconscious. The latter, according to Jung’s cosmology, encompasses everything in nature. In Analytical Psychology, this process of integration between consciousness and the unconscious is called individuation.

According to Jung, individuation is a process that occurs naturally and is the telos (goal, purpose) of individual life. The problem is that, when our personality’s center is the ego, our lives become focused solely on strengthening consciousness, unilaterally, thus causing a split between it and the unconscious. The goal of Analytical Psychology is to help the individual to understand how to deal with the confrontation between consciousness and the unconscious, supporting the process of individuation, which results in a deep transformation of one’s personality.

But how is the idea of Shugyo related to Jung’s individuation process?

Shugyo means understanding practice as a way of achieving enlightenment through the lived experience of altered states of consciousness—through a continuous cultivation of the Self. It entails a deep understanding of the fundamental layer of reality, resulting—just as in individuation—in a profound transformation of one’s personality.

But although this transformation is something present both in Jung’s individuation process and Yasuo’s depiction of Shugyo, for Yasuo a key difference between Eastern Self-cultivation practices and psychotherapy is the idea of normal and abnormal states of being. Yasuo states that psychotherapy tries to restore the individual’s normal state of being, which corresponds to what is culturally expected—i.e., ‘normal behavior.’ On the other hand, Self-cultivation practices actively seek a transcendent mode of being, which usually corresponds to deep religious experiences such as observed in Buddhism, yoga, and even traditional martial arts.

The differences between Shugyo and Jung’s individuation might not only entail the specifics of the states they aim to achieve, but also the moment when their goals can be fulfilled. For according to Jung, the process of individuation can only be fully achieved in death, the completion of life.

Nonetheless, both Yasuo and Jung agree that there is a fundamental layer of reality that encompasses both mind and body. Both agree that the goal of psychological development is the integration of opposites—mind and body, psyche and matter—such integration being the lived experience of totality. According to both Yasuo’s understanding of Shugyo and Jung’s cosmology, the ego should not be the center of the personality, but instead play a merely mediating role. After all, the ego may be central to human meta-cognitive life, but not the center of life itself.

Shugyo offers a way to understand life as something containing meaning, and so does Jung’s Analytical Psychology. According to both Shugyo and Jungian practice, the fundamental layer of reality is experiential, and we are here to express or live it in its totality. Practice becomes not only a way of seeking leisure and health, but a means to transform our personality and express meaning through spiritual growth.

This worldview is radically different than the one provided by our post-Enlightenment paradigms, which deprive life of meaning. According to it, reality is fundamentally experiential and there is meaning to be found, expressed, and experienced during life.

Any practice can be Shugyo, as long as the goal of the practice is to develop oneself, thus achieving the experience of mind-body oneness. The fundamental layer of reality, and thus of ourselves, can only be understood in and through practice. Jungian psychology entails similar ideas, and a similar openness to different practices. In both perspectives, theoretical confabulations have limits, the totality of reality—with its paradoxes—being accessible only through direct experience.

 

Bibliography

  1. Yuasa, Yasuo (1987). The Body: Toward an Eastern Mind-Body Theory.
  2. Yuasa, Yasuo (1993). The Body, Self-Cultivation, and Ki-Energy. Suny Press.
  3. Jung, C. G. (1960). Collected Works of C.G. Jung, Volume 8/2: On the Nature of the Psyche. Princeton University Press.
  4. Jung, C. G. (1969). Collected Works of C.G. Jung, Volume 11/5: Psychology and Religion: West and East. Princeton University Press.
  5. Jung, C. G. (1968). Collected Works of C.G. Jung, Volume 12: Psychology and Alchemy. Princeton University Press.
  6. Jung, C. G. (1970). Collected Works of C.G. Jung, Volume 14/2: Mysterium Coniuntionis. Princeton University Press.

Light or Darkness? Suhrawardī’s philosophy of illumination

Light or Darkness? Suhrawardī’s philosophy of illumination

Reading | Philosophy

Natalia Vorontsova, MA | 2023-11-26

Lighthouse under the Milky Way

Is the conflict between good and evil—light and darkness—ultimately a false dichotomy? Could nature be best described as a hierarchy of illumination instead? This brief essay is an introduction to the illuminationist thought of Persian philosopher and theologian Suhrawardī. It will hopefully make you curious about the work of this great thinker, and motivate you to study his legacy further. The essay is a follow-up to last week’s theme: Islamic philosophy.

Perhaps no other metaphor in the history of philosophy and religion—not to mention our language and culture—is as widespread as that of light and darkness. People who like to say to each other: “Don’t turn to the dark side! May the Force be with you!” must have a special appreciation for this metaphor [1,2].

Darkness cannot drive out darkness: only light can do that.’ (Mahatma Gandhi)

In the midst of darkness, light persists.’ (Martin Luther King)

The metaphor is often associated with two polar opposites: good and evil, right and wrong. But if we turn to the Master of Illumination, Suhrawardī—a Persian philosopher and theologian who founded a new tradition in Islamic thought, that of Ishrāq (‘Illuminationism’)—then only Light is a fundamental reality.

According to Suhrawardī, all reality is Light, which no concept or proposition can adequately describe or convey. Only the experiencing of the reality of Light itself can reveal it. Whoever encounters it knows it immediately and directly, by presence and not by concepts, for it is axiomatic and self-evident.

Anything in existence that requires no definition or explanation is evident. Since there is nothing more evident than light, there is nothing less in need of definition [4].

What then is darkness? In the philosophical doctrine of Suhrawardī, it is the absence of Light: everything that is neither illuminated nor Light itself. Hence it is Light that is a basic reality, and everything must be defined in terms of it, expressed in varying degrees of intensity, ranging from pure immaterial light to darkness and shadow. In essence, the doctrine is a hierarchical and emanatory scheme based on two principles: light (independent ) and darkness (dependent). And every emanative act is an overflow from the Light above it as an act of luminescence whose reflective nature gives rise to another. Furthermore, no causal relation exists between emanative acts; there is no material or temporal precession. Here is a high-level outline of key emanations in Suhrawardī’s cosmology:

  1. Incorporeal (pure) Light: axiomatic, independent in and of itself.
    • Light of Lights: the Necessary Being, the Source of Light, God.
    • Immaterial Lights: Forms, Souls, Angels, Archangels and Platonic Archetypes.
  2. Accidental Light: Light inhering in another, such as the light of stars.
  3. Suspended Images: A special emanation that mediates between incorporeal and corporeal emanations, also known as Mundus Imaginalis. Autonomous images of the medium through which the incorporeal world of lights communicates and interacts with the corporeal world of shadow and darkness.
  4. Corporeal (pure) Darkness & Shadow: things whose nature is darkness in itself, an absence of Light, such as physical bodies (barriers, ‘dusky substances’).
  5. Accidental Darkness: depends on something other than itself, such as the shapes of physical objects. In also includes aspects of incorporeal lights that give rise to a corporeal

Similar to Avicenna’s concept of the incorporeal intelligences, the incorporeal lights are aware of their essence and their dependence on the emanating principle, namely the light above them in ontological rank. This establishes the relationship of dominion and love between all members of the hierarchy. Those of higher ontological rank exercise dominion over the lower members, while the lower members desire and love the lights above them. Thus, all existence unfolds in accordance with the underlying principles of love and dominion. In addition to this vertical hierarchy, the immaterial lights, through complex interactions, form a ‘horizontal’ layer to govern the multitude of emanations below them. These are the ‘masters of species,’ of minerals, plants and animals, but also of water, fire, earth and air [6].

For Suhrawardī, philosophy and mystical experience were inseparable. Thus, for him, the “pillars of wisdom” were Plato, Empedocles and Pythagoras, along with Zoroaster and the Prophet Mohammed [3,4,11]. His Philosophy of Illumination is thus deeply rooted in the metaphysical hierarchies of Neoplatonism, set in the context of Zoroastrianism and Shi’a Islam [5].

It is also important to bear in mind that Suhrawardī received his philosophical and theological insights as visions and revelations. In order to articulate them in a given language, pre-existing mental constructs are often used, even if they originally meant something different from what is being articulated. In Zoroastrianism, for example, the struggle of light against darkness is central and directly related to the forces of good and evil. In Islam, too, Allah is Light (nūr) and appears as light in the heavens and on earth [7].

Suhrawardī’s philosophical doctrine is certainly non-dual at its core, for here darkness has no independent existence and is merely the absence of light. But can his emanation cosmology be interpreted in the context of good versus evil? On the face of it, Suhrawardī is simply using an already conceptually available allegory of light and darkness to outline the creation by emanation from the omnipotent, omnipresent, omniscient incorporeal reality that contains all that there is, to that of our corporeal universe, which is finite, ephemeral, limited and constantly changing. Incidentally, one can appreciate Suhrawardī’s intermediate emanations between the level of Light of Lights and that of Pure Darkness. For the gap between these two levels of reality is so great that without all the intermediate layers, such a scheme could be compared to lighting a light bulb directly from the sun.

But can light and darkness, with all the shades in between, be understood simply as colors with which Suhrawardī paints a picture of his illuminationist philosophy? It would seem that by conceptualizing emanation as a gradation of illumination and shadow casting, he is outlining proximity and relationship to the Divine, rather than a scale of good and evil. Nevertheless, the degrees of intensity of light seem to allude to the degrees of perfection: the closer to the Light of Lights or the Divine, the more perfect are the emanations [8]. In the Hermetic tradition in general, we find references, for example, to man’s re-conquest of his Perfect Nature—his soul, the ‘Illuminated Man’ or the ‘Man of Light’ in Zoroastrianism. And Suhrawardī is no exception, for in his view those on the mystical path who succeed in regaining their Perfect Nature become the disciples of Hermes [9].

Suhrawardī’s own visions and intuitive insights undoubtedly influenced his illuminationist doctrine. In his most important work, the “Wisdom of Illumination” (Ḥikmat al-ishrāq), Suhrawardī presents a unique conception of philosophy that combines the intuitive mystical path with rigorous philosophical discourse:

The best student is the student of both intuitive philosophy and discursive philosophy. Next is the student of intuitive philosophy. And then the student of discursive philosophy [4].

Nonetheless, he seems to value intuitive, direct knowledge over mere reasoning and rational speculation, since only direct experience guarantees the acquisition of true knowledge [8].

Theorising and rational arguments are like empty shells and are fruitless without grounding in the intuitive and direct apprehension of reality. [6]

In other words, discursive philosophy should be based on intuitive, direct insights communicated in images and symbols.

…symbols by their very nature are openings onto a mystery that can never be wholly explained and can never be exhausted [10].

For Suhrawardī, a symbol is a way of communicating what cannot be expressed in words. It is a way of bypassing the rational intellect so to arrive at an intuitive insight. Meditation on images and symbols can lead the soul to connect with a higher ontological reality. The soul ‘inhabits’ both the immaterial world of lights and the sensory world of physical forms simultaneously. Thus, the soul incarnates to acquire wisdom, but also remains in the world of the immaterial lights as the perfect nature of the initiate, as a guardian angel. The soul is therefore the microcosmic counterpart of the Mundus Imaginalis or the world of Suspended Images, which mediates between the sensory and intelligible worlds. The Imaginal World is neither corporeal—with a spatiotemporal existence in the sensory world—nor purely incorporeal, but rather comparable to images suspended in a mirror.

The mirror is the locus in which the form in the mirror is made evident. The forms are suspended and are in neither a place nor a locus. The imaginative faculty is the locus in which the forms of the imagination are made evident and are suspended [6].

It is on the plane of the Mundus Imaginalis that visionary events take place, which are more real than those in the sensory world. For they are more ‘illuminated’ or energized by their proximity to the world of the Immaterial Lights. The Mundus Imaginalis is the world that the spiritual pilgrim encounters in his mystical experiences, the “land of visions” and the “land of resurrection”, where it is possible to be reunited with the soul, with Perfect Nature. And man has access to it by means of a special faculty of the soul, namely the active imagination [6,11].

Suhrawardī has gone down in history as the founder of an illuminationist philosophical tradition—an influential philosophy that has been studied extensively both in the Islamic East and later in the West. But it is remarkable how far and wide in human history we can find references to what he outlined in his emanatory cosmology: the Imaginal World (Mundus Imaginalis), Perfect Nature and Active Imagination. Here are just a few examples [8,10,11,12]:

  • In the Zoroastrian tradition, Mundus Imaginalis is referred to as the “Land of the Emerald Cities” or the Eighth Region of the World.
  • According to a Sufi tradition originating in Yemen, Khezr-Elijah—the name of Perfect Nature, the Angel of Knowledge, man’s most luminous nature—dwells where the celestial and terrestrial oceans touch.
  • Paracelsus spoke of the faculty of imaginatio vera, true imagination, which he urged should not be confused with fantasy.
  • Martin Ruland, in his Lexicon alchemiae (1612), stated that “Imagination is the star in man, the celestial or supercelestial body.”
  • Jacob Boehme spoke of the Imaginal World in the guises of the “Holy Element” or the “Soul of the World,” where Sophia (wisdom) dwells.
  • Carl Gustav Jung observed that the Magnum Opus of alchemy was as much a psychological operation, concerned with self-transformation, as the transmutation of metals. For him, true imagination was a fundamental key to understanding the Great Work. The in-between reality of the Imaginal World he called psychic.

And didn’t even Newton write in his alchemical texts that the real truths are embodied in myths, fables and prophecies [11]?

 

References

[1] https://dictionaryblog.cambridge.org/2020/06/17/from-darkness-into-the-light-metaphors-of-darkness-and-light/
[2] https://www.britannica.com/topic/Star-Wars-film-series
[3] https://plato.stanford.edu/entries/suhrawardi/
[4] Suhrawardi & The Philosophy of Illumination,  https://www.youtube.com/watch?v=XbD8vfzsEHA&t=861s
[5] Cheetham, T., All the World An Icon: Henry Corbin and the Angelic Function of Beings, North Atlantic Books, 2012.
[6] Suhrawardi’s Science of Mystic Lights, https://www.youtube.com/watch?v=01qrFgEYhqI&t=190s
[7] Surah An-Nur Ayat 35 (24:35 Quran).
[8] https://plato.stanford.edu/Archives/Spr2013/entries/suhrawardi/
[9] Rebisse, Chr., Rosicrucian History and Mysteries, Athenaeum Press Ltd, 2007, pp. 110-111, 115.
[10] Cheetham, T., All the World An Icon: Henry Corbin and the Angelic Function of Beings, North Atlantic Books, 2012, p.68.
[11] Rebisse, Chr., Rosicrucian History and Mysteries, Athenaeum Press Ltd, 2007.
[12] Harpur, P., The Philosophers’ Secret Fire: a history of the imagination, The Squeeze Press 2009, p.123.

Announcing ‘Time and Mind,’ a FREE online conference!

Announcing ‘Time and Mind,’ a FREE online conference!

Reading | Physics and Psychology

Poster with photos

Reserve the dates November 30th and December 1st, 2023, on your calendars, for our online conference is happening again! And it is unmissable. This year the theme is Time and Mind. The event will be guest-hosted by Prof. Bernard Carr, PhD, Professor Emeritus of mathematics and astronomy at Queen Mary University of London. Luminaries such as Lee Smolin, Paul Davies, George Ellis and many others will be giving live, free-to-watch talks on the edges of science, where physics and psychology come together. CLICK HERE to watch the conference live!

The role of time in mainstream physics—as it arises in Newtonian theory, relativity theory, quantum theory and the 2nd law of thermodynamics—is relatively well understood. However, there is a profound mystery concerning the passage of time associated with consciousness. Many physicists maintain that this passage is purely a feature of mind, going beyond physics itself, while others argue that it points to some new physical paradigm, perhaps associated with the marriage of relativity theory and quantum theory. Certainly, the status of time in any final theory of physics remains unclear.

The possibility that physics may eventually accommodate and elucidate the nature of consciousness and associated mental experience suggests the need to address issues that are currently viewed as being on the borders of physics and philosophy. It also impinges on developments in neurophysics, cognitive science and psychology. So this is an interdisciplinary problem and this conference brings together experts in all the relevant fields. There are contributions from the physicists Bernard Carr, Paul Davies, George Ellis and Lee Smolin, the neurophysicist Alex Gomez-Marin, the cognitive neuroscientist Julia Mossbridge, and the psychologists Jonathan Schooler and Marc Wittmann.

Although the conference is organized by Essentia Foundation—which is associated with the philosophical tradition of Idealism—it shall cover a wide range of approaches. Our vision is to cover topics that are relevant to Idealism, but not to exclude alternative views from the conference.

CLICK HERE to watch the conference live and for free, without registration!

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Freedom and Will as fundamental: Utpaladeva and Schopenhauer compared

Freedom and Will as fundamental: Utpaladeva and Schopenhauer compared

Reading | Comparative Philosophy

Willy Pfändtner, PhD | 2023-11-05

night scene of two brothers outdoors, llittle boy looking through a telescope at stars in the sky, digital art style, illustration painting

Two philosophers, separated by time and geography, arrive at surprisingly similar conclusions regarding the nature of self and reality: universal consciousness driven by will and imagination. Dr. Pfändtner takes us on a delightful and edifying journey of comparative philosophy.

In this essay, the philosophies of two thinkers from very different traditions are compared. One is the Indian philosopher Utpaladeva (c. 925-975) and the other the German philosopher Arthur Schopenhauer (1788-1860). I am well aware of the problems involved in such an attempt and one may question its utility. However, the fact that the two find freedom and will, respectively, as the essence of consciousness, which they view as fundamental reality, I find intriguing. The essay first situates the thinkers in their respective traditions and presents their respective challenges and arguments. Then their views on aesthetics and liberation are compared. The essay is based on a paper presented at the EASR Conference 2022 at University College Cork. The theme of the conference was “Religions and States of Freedom.”

Utpaladeva lived in Kashmir India in the 10th century. He is a thinker in the nondualist tradition that often goes by the name of Kashmir Shaivism. The Pratyabhijña philosophical system, to which Utpaladeva is a main contributor, is however quite free standing in that it avoids scripturally based assertions. It can be considered the philosophical bases for all Hindu tantrism, and its sophistication seriously challenges the opinion of those who claim that tantrism’s contribution to philosophy is negligible. Utpaladeva considers, and aims to demonstrate, that freedom is the essence of any individual’s consciousness.

The founder of Pratyabijña is known to be Somananda (c. 875-925), and the most well-known representative of the school is Abhinavagupta (c. 975-1025), who also commented on the works of Utpaladeva. Due to extensive recent research done by the indologists Raffaele Torella and Isabelle Ratié, it has become clear that Utpaladeva’s contribution to the system has been decisive. Pratyabijña is generally translated as ‘recognition.’ It is an idealist philosophy aiming at realizing our identity with universal consciousness through experience and reason.

I claim that this is not only of historical interest; Idealism, as a relevant metaphysical philosophical standpoint, has recently resurged and challenged physicalism due to developments in, for example, quantum physics and neuroscience. It has also become a possible solution to the so-called ‘hard problem of consciousness’ in the philosophy of mind. As an answer to the problem of how inanimate matter could give rise to consciousness, an utterly different ontological category, many have concluded that consciousness must in some way be fundamental.

One philosopher, who due to these developments has received new attention, is Arthur Schopenhauer. Previously, it is mainly his views on psychology, aesthetics and ethics that have influenced artists as well as thinkers, but now it is his metaphysics that is on the table.

Like Utpaladeva, Schopenhauer is an idealist, which means that he considers consciousness fundamental. The phenomenal world that we can perceive is a representation of universal consciousness. The essence of consciousness is, for Schopenhauer, “Will.”  Utpaladeva considers it to be “Freedom.” The terms “freedom” and “will” are not synonymous, but related, as in the expression “free will.” Both philosophers argue that one can come to their conclusions simply by experience, intuition, and reason.

The cultural and historical situations in which philosophical questions are asked are, of course, of crucial importance, and the meaning of terms and categories may be difficult to translate from one language to another. It is impossible for me to get into the mind of either Utpaladeva or Schopenhaurer. However, I think that a passable comparison of reasoning within fields such as ontology and aesthetics across cultures may be made. And in this context, I find it intriguing to attempt to compare to thinkers, who both are idealists and have different, but at the same time rather similar, ways of characterizing the driving force behind the world. The Sanskrit word that Utpaladeva uses is svatantrya, which can be translated as “absolute freedom.” Schopenhauer uses the German word “Wille” in the sense of “an unbounded will or urge.” Now, I will situate each thinker in the specific context in which his thinking developed.

 

Schopenhauer’s metaphysics

Schopenhauer was firmly rooted in the Western philosophical tradition, mainly influenced by Kant and Plato. But he also acknowledged inspiration from a text called Oupnek’hat, which was a Latin translation of a Persian translation of some of the Upanishads. He was not at all concerned whether the double translation might have altered the meaning. He simply found, and was inspired by, conformities with his own philosophy in the translated text. Like Utpaladeva, he was an independent philosopher, not an exegete.

In his work Die Welt als Wille und Vorstellung (The World as Will and Representation) Schopenhauer builds on Kant’s notion that the phenomenal world is not the world as it is in itself. For Kant, the phenomenal world is viewed through our human spatio-temporal lens. Space and time are not mind-independent realities, and in this Schopenhauer agrees. Kant also claims that our knowledge of the phenomenal world is determined by our twelve human categories of understanding, of which Schopenhauer retains only one, causality.

For Kant, the world as it is in itself, “das Ding an sich,” cannot be known. In this, however, Schopenhauer disagrees. He also disagrees on Kant’s view that it is the thing-in-itself that causes the phenomenal world. Schopenhauer claims that causality can be applied only within the scope of the phenomenal world. And it is according to him also wrong to conceive of the world in itself as an object. But the world as it is in itself can, according to Schopenhauer, be intuitively known as it is experienced. He reasons that for an object to be known there must be a subject. He also states that we must know nature from ourselves, not ourselves from nature. And if we turn to ourselves we can view ourselves as both subject and object; the object being our body and the subject being our inner mind, our conscious self, which cannot be objectified. The latter he characterizes as “will.” Analogically, nature, the outer world, must have an inner world, which is the world in itself, the universal consciousness, which is Will. The phenomenal world that we perceive is the representation of the Will. All living beings are nothing but individuations of Will in different stages of self-awareness. Schopenhauer was delighted when he found this idea in the Upanishads, with the concepts of Brahman and Atman.

Schopenhauer was also influenced by Plato and he makes use of Plato’s ideas to account for the different degrees of the manifestation of Will. They are like universal, timeless prototypes for the various types of objects in the phenomenal world. They are the immediate objectification of Will and are of great significance when it comes to Schopenhauer’s aesthetics. But before I get into that, I will turn to Utpaladeva.

 

Utpaladeva’s metaphysics

Utpaladeva states that his work Ishvarapratyabhijña ( [Treatise on] the Recognition of the Lord) explains truths that are already there in the Shaiva nondualist scriptures. However, in order to engage in the philosophical dialogue with other Indian philosophers at the time, he avoided scripturally based assertions. His opponents accepted the orthodox Hindu and Buddhist scriptures, but the Shaiva scriptures were considered heterodox and were, therefore, rejected. Utpaladeva’s work entailed a revolution within the Shaiva tradition, and Utpaladeva himself called it a “new path” toward liberation.

Like Schopenhauer’s, Utpaladeva’s method starts with looking into ourselves and our immediate inner experiences. By means of a phenomenological and dialectical method, we can realize our identity with God (Shiva) as an all-encompassing consciousness that creates the world merely by imagining it. The essence of our consciousness is none other than the absolute freedom characterizing God’s creativity.

The pan-Indian philosophical debate that Utpaladeva engaged in was partly the long-running controversy between Hindus and Buddhist over the existence of a self (atman) understood as an enduring substance, a notion upheld by the orthodox Brahmanical school of Mimamsa. The permanence of the self was necessary for guaranteeing the possibility of enjoying the result of sacrifice. However, other Hindu schools, such as Samkhya and Vedanta, were rather concerned with liberation from suffering caused by identifying with the body, which is destined to perish. To learn to distinguish between the enduring self and the body was then the path to liberation. For the Buddhists, this was not an option. They held the thesis of universal momentariness, that there is a mistake to believe in an enduring self. This is rather the root of suffering, and realizing that there is no self (nairatmya) is the way to liberation.

Utpaladeva’s main opponents appear to have been the Buddhists. But he also adopts the Buddhist argument against the various Hindu philosophical schools that conceive of the self as some kind of unchanging substance. If the self does not change, it cannot be a knower, because a knower must in some way be affected by the act of knowing. An unchanging self cannot, therefore, be conscious; it must, instead, belong to the same category as insentient things.

Utpaladeva argues that we know from experience that consciousness is free to take on various forms at will. The self (atman) must, therefore, be characterized by the freedom of imagination. It can manifest itself in innumerable forms, as objects, as what it is not, while remaining itself. And this freedom transcends the pure momentariness upheld by the Buddhists.

Against the Buddhists, Utpaladeva argues that even the constant experience of momentariness involves an awareness of the unity of consciousness. He argues that the Buddhists cannot account for memory in a consistent way. Memory can only be understood if the self-awareness of the present is the same as the self-awareness that belonged to the past experience. The self must, therefore, be this lasting experience.

 

Schopenhauer’s aesthetics and liberation

So, for Schopenhauer, the world is essentially Will-to-life that manifests itself in the forces of nature, and all living entities are individuations oF Will, characterized by a never-satisfied or satiated desire or urge, in different degrees of self-awareness. Since this means a constant struggle ending in dissatisfaction, Schopenhauer contends that all life is suffering. However, there are possible instances of respite in aesthetic experiences. And Schopenhauer also suggests a possible way to permanent relief. I will thus summarize his views on aesthetics and liberation.

In his aesthetics, Schopenhauer states that objects of art are Platonic Ideas, the timeless, immediate objectifications of Will. The Ideas are what he calls “intelligible characters,” which means different kinds of striving objectified as inorganic matter, the different species of plants and animals, and human beings. In our ordinary experience, we focus on their particulars and practical relationships to us. But Schopenhauer understands aesthetic experience as a recognition of the universal Idea within the particular, which means distancing oneself from the ordinary desire-filled and suffering-producing individual self. During an esthetic experience, for moment we experience the timeless Idea and become what he calls “a pure subject of knowing.”  The artist is like a genius who can see the universal Idea in the particular and express it in art.

Apart from art, Schopenhauer thinks that contemplating the beauty of nature—for example, a flower or a mountain—can give rise to an aesthetic experience, where one momentarily loses awareness of oneself as an individual. Schopenhauer consider this a knowledge superior to scientific knowledge of the objects of nature and their causal relations. It is a state of “will-less-ness” so to speak.

Music is the highest form of art according to Schopenhauer. It does not reveal Platonic Ideas, but Will itself. It embodies and expresses the whole realm of human feelings—sorrow, horror, joy—as they are in themselves. It is like a copy of the Will. It allows us to apprehend what Will is, and what philosophy is trying to express in concepts. And it can bring about an experience of tranquility and a short-lived measure of salvation.

When it comes to a more permanent freedom from suffering, Schopenhauer advocates that one turn against Will, which demands an insight into the fact that there is nothing but Will. This may sound paradoxical. How can one turn against Will if Will is all there is? What Schopenhauer means is that one must suppress the desires and urges of one’s own self as an individuation of Will. One cannot deny Will as the ground of being. So renunciation in the line of many religious traditions—i.e., the insight that nothing is gained by the strife and struggle of life—is for Schopenhauer the only way to end the suffering. And in this way one can achieve a state of tranquility. This also represents his ethical ideal, since it implies compassion for all beings, resulting from the insight that all are fundamentally one.

 

Utpaladeva’s aesthetics and liberation

When it comes to aesthetics, Utpaladeva’s grand disciple Abhinavagupta is probably the most famous of all Indian philosophers on the subject. His aesthetic theory has had tremendous influence on Indian aesthetics in general. Broadly speaking, there are similarities between Abhinavagupta’s and Schopenhauer’s art theories. Despite there being no Platonic Ideas in Abhinavagupta’s account, he agrees with Schopenhauer on one important topic: art can give temporary relief from the struggles and sufferings of ordinary life. And even though he does not refer to Platonic Ideas, his theory centers on transpersonal experiential states called rasas.

The original meaning of rasa is ‘taste,’ and in this context it could be understood as an intense aesthetic sentiment or mood that transcends the personal. Ordinary emotions may be pleasurable or painful, but rasa is not personal. It is the shared emotion experienced by, for example, the audience of a play, where even the tragic is pleasurable. There are several rasas, including passion, sorrow, humor, fear, etc.; they transcend the emotions of ordinary life and, as in Schopenhauer’s aesthetic experience, provide temporary relief from suffering. Like Schopenhauer, Abhinavagupta considers the possibility of a more permanent relief, a superior rasa that he calls shanta-rasa, the tranquil, blissful realization of one’s true self.

Etymologically, aesthetics has a very wide meaning. It can be seen as the discourse on sense perception in its broadest possible sense. However, it has also become a branch of philosophy that deals with theorizing about the nature of works of art. Abhinavagupta’s art theory is of this later kind, although his paramaguru Utpaladeva did not, as far as we know, develop any such theory. Abhinavagupta’s theory can thus be considered quite freestanding from the Shaiva tradition that he belonged to, and its tantric scriptures. Nonetheless, aesthetics, understood in a broader sense, remains of great importance in Kashmir Shaivism as expressed in, for example, Utpaladeva’s Shivastotravali, where he expresses a strong sense of aesthetic devotion.

In Kashmir Shaivism, the world is a manifestation of the free imagination of Shiva. It is like a play, and every being is an aspect of that freedom and imagination. The recognition of one’s identity with Shiva is realized by ecstatic aesthetic devotion, conceptualized as bhakti-rasa. The beauty of the world is embraced and identified with Shiva. Utpaladeva writes in Shivastotravali (13.15):

You cause everything to shine;
Delighting in your form
You fill the universe with delight;
Rocking with your own bliss (rasa)
You make the whole world a dance with joy

And there is for Utpaladeva no question of renouncing the world. He writes (Shivastotravali 8.3, 8.5):

May there be in me, as there is in common people,
a forceful craving for the objects [of the world],
O Lord, but may I view them as your own body,
In so far as my conceptual divisions have disappeared.

Let my sense faculties, thrilled with delight,
Be attached to their respective objects.
But may there not be, oh Lord, even for an instant,
Any cruel loss of the joy (rasa) of non-differentiation with you.

 

Conclusions

For Schopenhauer, the universal consciousness is a tremendous, forceful Will represented as the phenomenal world. We, as individuations of Will, can find respite from never-ending urges and unsatisfied desires only by instances of aesthetic contemplation or, more permanently, by turning Will against itself through suppressing the desires of our own individual self.

For Utpaladeva, the phenomenal world is created by a universal consciousness through a process similar to the individual subject’s imagination. The quest is to recognize our identity with the universal consciousness as instances of its freedom and imagination. Imagination becomes an experience leading to liberation.

Even if Schopenhauer is considered an atheist, I claim that we here see two ways of seeking liberation represented in many different religious traditions, two existential dispositions that can be characterized as renunciation and dedication, respectively.

In summary,

Utpaladeva:

  • Fundamental reality: Universal consciousness (Shiva)
  • Intrinsic nature: Freedom, imagination
  • Aesthetic ideal: Ecstatic devotion
  • Liberation through: Gratification in identification with Shiva
  • Existential disposition: Dedication

Schopenhauer:

  • Fundamental reality: Universal consciousness
  • Intrinsic nature: Will, desire
  • Aesthetic ideal: Tranquil contemplation
  • Liberation through: Ascetic withdrawal
  • Existential disposition: Renunciation

 

Bibliographical References

Cuneo, Daniele. “Denoting and Defusing Desire: From Utpaladeva’s Ecstatic Aesthetics to Abhinavagupta’s Ecumenical Art Theory” in R. Torella & B. Bäumer (eds.), Utpaladeva, Philosopher of Recognition. Delhi: DKPrintworld. 2015

Haberman, David. Acting as a Way of Salvation. Oxford: Oxford University Press. 1988: Ch. 2.

Higgins, Kathleen. “Schopenhauer, Arthur” in R. Audi (ed.), The Cambridge Dictionary of Philosophy. Cambridge: Cambridge University Press. 1995.

Kastrup, Bernardo. Decoding Schopenhauer’s Metaphysics. Alresford: iff Books. 2020.

Ratié, Isabelle. “Utpaladeva and Abhinavagupta on the Freedom of Consciousness” in J. Ganeri (ed.), The Oxford Handbook of Indian Philosophy. Oxford: Oxford University Press. 2017.

Schopenhauer, Arthur. The World as Will and Representation, Vol. I (transl. E.F.J. Payne). New York: Dover Publications. 2021.

Torella, Raffaele. “The Importance of Utpaladeva” in R. Torella & B. Bäumer (eds.), Utpaladeva, Philosopher of Recognition. Delhi: DKPrintworld. 2015.

Torella, Raffaele (transl.) The Isvarapratyabhijñakarika of Utpaladeva with the Author’s Vrtti: Critical edition and annotated translation. New Delhi: Motilal Banarsidass. 2021.

Vasalou, Sophia. Schopenhauer and the Aesthetic Standpoint. Cambridge: Cambridge University Press. 2013.

Wicks, Robert. Schopenhauer’s The World as Will and Representation: A Reader’s Guide. London: Continuum. 2011.

Finding new paths

Finding new paths

Reading | Philosophy

Fred Matser | 2023-10-22

Forest,Trail,In,Deep,Woodland,With,Sunlight,Shadow

Our founder and chairman invites us to look at the world from new perspectives, under new angles, so to see through the artificial constraints imposed by culture and habit, and devise functional paths forward. This essay is part of the book Beyond Us.

It has become trite to say that ordinary human life has changed much since the time of our prehistoric ancestors. Nonetheless, I feel that most people today don’t actually realize the sheer extent and repercussions of these changes, which have crept into our lives over the centuries. Back in our prehistory, our ancestors’ inner lives were directly integrated with their outer, natural environment. There were no roads, sidewalks, street signs, or even demarcated trails, let alone GPS navigation. Every morning, as our ancestors awoke to go about their activities, a new adventure, a new exploration—quite literally—would begin through uncharted territory. They would have to sense and find their ways in their environment in a manner that has become unimaginable today.

Our ancestors had freedom in a sense lost to us. Now we follow roads, obey street signs and traffic rules, type in addresses in our phones. Every step we take, or kilometer we drive, is one already taken or driven countless other times by countless other humans. To say that we constrain ourselves to beaten paths doesn’t begin to capture the restrictiveness of our situation, or its claustrophobic ethos. Our ways have become fully standardized, as opposed to spontaneous; driven by security and convenience, as opposed to curiosity and wonderment. Life has turned into a business, instead of an adventurous exploration.

Through the course of human history, going about the world has acquired a totally new meaning: now it has nothing anymore to do with interacting—in the true sense of the word—with our natural environment; we hardly sense it, negotiate with it, learn from it, or abide by it. We hardly even notice it. Going about the world today is merely a means to an end: it’s about the destination, not the journey. If we could just teleport from one place to the other, so much the better. But since teleporters are still just science fiction, we’ve done the next best ‘civilized’ thing: we insulate ourselves from our natural environment. We use highways and roofed cars, as opposed to putting our feet on the ground, in the dirt or water, feeling the wind and the warmth of the sun on our skin, smelling the scent of wet earth after the rain.

Our early ancestors, unguided by streets or addresses, had to sense their way through virgin terrain, often never stepped on by another human. The world lay before them as countless possible paths, countless possible interactions, countless ways of seeing and being in the world. To know where they were and where to go next, our early ancestors looked at the position of the sun and other stars, sensed the direction of the wind, became acquainted with natural landmarks and vegetation, observed the behavior of other animals. They were attuned to their environment through senses that have become atrophied in us, for sheer lack of use. For them, it wasn’t all about the destination; it was about a relationship with the world where they were born, and which sustained their lives. Journeys for them were—instinctively—about new discoveries, new ways to relate, new experiences.

But now we no longer experience the richness of our ancestors’ relationship with the world. In the name of safety, efficiency and convenience, we built—and continue to build—cages around ourselves; not only in the form of cars, houses and clothes, but also in the form of those ubiquitous standardized paths. Moreover—and perhaps most critically—this self-imposed confinement is both literal and figurative.

Indeed, as we physically confine ourselves to streets, highways and marked trails, we also mentally and emotionally confine ourselves to standardized ways of thinking and feeling. Human society offers us—in the form of culture—a menu of possibilities: liberalism, conservatism, materialism, spiritualism, communism, socialism, libertarianism and many other ‘isms.’ Each option entails a recipe—endorsed by the authority of labels and groups—for how to think and feel ‘properly.’ These are mental roads, so to speak, defined by words and to which we adhere as carefully as we adhere to the boundaries of a highway. They are tried, tested and therefore vouchsafed. God forbid we deviate from these standardized ways, for then we could lose the protection—and acceptance—of the group.

Without the reassurance we get from the echo chamber of group thinking, we might even question the validity of our own spontaneous feelings and intuitions. So we willingly forfeit our individuality—the unique and original way we have to spontaneously relate to the world, created by nature through billions of years of effort—for the sake of belonging, comfort and safety. As a result, the human adventure becomes more and more impoverished. Its bright original colors turn into bland pastels and, eventually, a mere greyscale. In some places and historical junctures, they have even turned into black and white. This is the tragedy of our situation.

Sometimes we can intuit the original richness and spaciousness of our ancestors’ relationship with the world: have you ever noticed that, while hiking in nature, if you return from the hike along the same trail you used on the way over, you experience the trail in a completely different way? It’s as though it were a different path. And this happens simply because you turned around to look back, instead of forward. Imagine in how many different ways we could experience a little piece of nature if we left the trail altogether, to explore it along different angles? Imagine in how many different ways we could experience life if we departed from the ‘isms’ altogether, and looked upon life according to our own spontaneous, idiosyncratic vantage points? Alas, these days it is hardly possible to be ‘off road’ at whatever level or manner.

This is not to say that all paths are enriching. There are functional and dysfunctional paths, both literally and figuratively. Just as some trails lead us to the edge of an abyss, some ways of thinking are detrimental to life and world alike. But the point is that we lost our freedom to explore, to make uncontrolled choices. We’ve experienced some of this freedom when we were children. And largely thanks to the richness of that relatively unconstrained interaction with the world, which fed our souls in ways we cannot verbalize, our consciousness developed. But as adults, the opportunities for further development of consciousness become restricted by physical and mental roads and maps. We are not expected to find and experience original ways to think, feel and live. Instead, we are expected to conform to the standards available, including the reigning value-system of our culture.

By conforming we doubtlessly increase our safety and comfort. But we also become numb to our outer and inner natures and their unfathomable degrees of freedom. Instead of exploring the world we were born into, our lives turn into repetitive routines and formulas that fail to enrich us. Again and again we go around the same circle, to the point we become only half alive. We do live longer, but a kind of life more akin to surviving than thriving. Senses we originally had as children—a kind of subliminal intuition on the border of perception—become atrophied. And without these senses, our ability to notice and pursue original, functional paths in life becomes diminished. We then find ourselves in a vicious cycle: by constraining ourselves to the standard paths, we lose the very intuitive senses that would allow us to pursue other, original, spontaneous paths. This, regrettably, is the reality we find ourselves in today.

So what can we do? How can we change? Simple things, surprisingly enough, may make all the difference. For instance, a simple daily meditation can help slow our minds, so we are present to the possibilities of the moment in our natural, peaceful state of being. Doing this daily can help wean us off our overwhelming addiction to the businesses and transactions of the anthropocentric world. Moreover, spending more time in nature contributes to wellness and wholeness as well. It re-grounds us in the matrix of our ancestral being, helping us recover lost perspectives.

Trans-idealism: matter as the transcendence of mind

Trans-idealism: matter as the transcendence of mind

Reading | Metaphysics | 2023-10-15

brain, thinking concept;  3d illustration

Bringing together Spinoza’s multi-modal monism and Hegel’s idealist ‘Absolute,’ and then folding them into a post-modern amalgamation, Prof. Moiseev discusses ‘trans-idealism’ and its relation to ‘trans-science.’ This essay invites the reader to contemplate its ideas in their own terms, from their own perspective, as opposed to the perspective of an external observer. It could be considered difficult to read due to its unusual vantage point and terminology, but precisely therein lies its innovative value. Instead of just reading it, one must explore it, study it, penetrate it, enjoy its perspectival twists and turns with patience and curiosity, and perhaps even return to it over several days. The reader’s attitude must be akin to that of a diner who savours a fine meal of ideas, wishing it never ends, as opposed to rushing to corral those ideas into a neat and simple summary. The text may come across as abstract and aloof at first, but if the reader perseveres, the abstractions open up into a new horizon of understanding. This interview is a continuation of an earlier one, but it can be read on its own. More interested readers can, of course, start from the original interview.

What is the nature of consciousness, and can it evolve?

Consciousness is in my view a predicate; an inherent attribute of the one who possesses that attribute. Here I refer to a being in the Aristotelian sense, whereby a unity of matter and form produces a kind of self, presupposing from within itself everything else against its own background. That is when consciousness sparks into existence.

This is similar to what Leibniz called a monad. But in this case, the monad generates images and views these images. And no matter what it does inside, it can never localize itself, because it always must assume everything that is in its very background, which is again itself. For only it is given from within; the maximum of being from within is the very self. As a result, consciousness in this sense always gravitates toward the absolutization of itself. When it starts generating the ego and self-consciousness, the whole world is perceived as ‘me,’ as my consciousness. But these are the early, consciousness-centered, or egocentric stages of the development of consciousness. At a later stage, when it develops the ability to reflect and to ‘double itself’—i.e., the ability to construct inside itself the model of the self and the surrounding world, and to project this model onto what is outside itself—it can open up for the first time to the outside world. But again, this can happen only through its own depictions, its own pictorial nature. And in this respect, too, consciousness passes through some stages of evolution. It starts by absolutizing itself and then, gradually, subdues itself and its egocentrism. And so, comes an understanding that I am a grain of sand amid a vast existence, one relative reality among other relative realities. Then it shifts back again to its own importance: I am not just a grain of sand; I am a small world! There is a kind of pulsation from the ultimate diminution of self to the ultimate sublimity. So, there can be different stages of development, depending on the model of self that consciousness builds within itself. This model can be constructed as self-centered (me as an absolute) but also as self-diminished (me as a certain locality among other localities). Gradually, this process comes to some state of equilibrium.

But consciousness, or rather the carrier of consciousness, can evolve and there is no limit to this growth: from within itself it is absolute, but generating within itself its diminution, it understands that it can evolve infinitely. It can reach such ontological power—hence achieving the status of cosmic consciousness—that it can create worlds and act as universal consciousness for those worlds.

 

What if we view consciousness as a ‘thing in itself’?

It is a perspective on consciousness from the point of view of the environmental body alone, while life entails at least two bodies: the environmental body—i.e., the body made from what our environment is comprised of—and the ‘body’ of consciousness, if we can put it that way. Consciousness itself has its corporeality, with its substratum and organization. Furthermore, it continues to maintain the external view even after the destruction of the environmental body.

 

Can we say then that consciousness is indestructible and eternal?

It again depends on what stage of evolution the subject is at. If these are subjects like you and me, then it is quite possible to destroy even the substrate of consciousness. This is, for example, the so-called second death in religions; the first one is the death of the physical body, but the second one is the death of the soul. And it is the worst thing that can happen to a living being. However, if this consciousness is cosmic or demiurgic, then, in principle, it is possible to destroy it, but the force applied must not be weaker than that of the Demiurge. And here we are talking about the enormous power of vast universes. Then, for us, it is practically an indestructible being.

So, ultimately, it depends on whether we look at this consciousness, or rather its carrier, from below or above. From above, it is finite, relative, and annihilable. From below, it is infinite and eternal. And from our vantage point, it is an absolute being.

 

So, your philosophical standpoint rules out the notion of the eternity of consciousness?

Consciousness, or rather the being that is the carrier of consciousness, has potential immortality. But like in Tolkien’s legendarium, although Elves are immortal, they can be killed in battle. Yes, they can live forever, but conditions can arise when they could be destroyed from the outside. So, if everything is fine, and you have managed to avoid such circumstances, then potentially you can exist infinitely in your matter of consciousness or your substratum.

 

Where does this substratum of consciousness come from?

I call this substratum inverse matter: that matter in which the one is primary and the many are secondary [Editor’s note: this is the state of the predominance of oneness, in which everything permeates everything and represents different aspects of that oneness. It transitions from the one to the many through differentiation, namely, the separation of the parts within the original unity.] And it differs from straight matter, in which, on the contrary, the many are primary and the one is secondary [Editor’s note: the state of the predominance of the many over the one. It transitions from entropy to wholeness by integrating the parts into the whole, such as in the process of basic bottom-up evolution: from particles to atoms, then to molecules, etc.] We know straight matter very well, as it is the very matter of our environment, the so-called environmental matter, in which the second law of thermodynamics prevails.

Both inverse and straight matter are two sides of nature’s single mechanism. Nature, developing according to certain laws, generates world systems, in which in the beginning, the system of the straight matter is being realized. And when it reaches the limit of a certain scale, inverse matter begins to come into existence, which gradually develops in the inverse direction, as it were. So, we see in the world first the expansion of environmental matter; it creates a platform for the emergence of inverse matter. Then the development of inverse matter begins in the form of the emergence and evolution of various living beings. It increases exponentially, going beyond the boundaries of certain cosmic systems, planets, solar systems, galaxies, and so on. This evolution of cosmic life can in principle be infinite, but any cosmic life originated somewhere for the first time and is gradually rising higher up the evolutionary ladder.

The mechanism of evolution can be compared to a play in a theatre: in the beginning, there is a preparation phase. First, you must build a stage, scenery, and decorations in the form of planets, systems, galaxies, and so on. Then the actors—living beings—can appear. And while straight matter essentially enables life to arise, concurrently it creates barriers, which life must overcome through qualitative leaps, each time bringing living beings to increasingly higher levels of evolution.

Such is the dialectic: on the one hand, environmental matter, i.e., straight matter, somehow creates barriers. And on the other hand, these are challenges that fuel the evolution. From the point of view of the philosophy of history by Alfred Toynbee, these are the challenges that life’s matter takes on, and by overcoming them, it strengthens itself. So, both straight and inverse matters are two hypostases of a single natural trans-material mechanism, the two sides of one matter: trans-matter.

 

How best can you describe your philosophical perspective?

It is a perspective that represents an integral philosophy that views the material and the ideal as two aspects of a unified or, more accurately, multi-unified principle. Vladimir Solovyov [Editor’s note: a 19th-century Russian classical philosopher] calls this unitotality [Editor’s note: ‘one and all’ from the Greek hen kai pan, similar to the pantheistic philosophy of Parmenides in ancient Greece and of Spinoza in new European philosophy. Its ontology is marked by a desire to overcome the dualism of spirit and matter, to see the interpenetration of substances, their complete oneness. However, in contrast to these two philosophical systems, in the philosophy of Solovyov such unity is conceived in a way that does not deny the many, but rather unites them in a greater state: unitotality.]. It is an integral principle that is non-material and non-ideal, but rather, as it were, lies beyond this division, whereby both material and ideal are its hypostases.

This is similar to Spinoza’s philosophy, where substance combines the two highest attributes known to man: the material and the ideal, while in itself it is one. But to make this concept more operational, I call this integral principle ‘trans-matter’—a matter that includes all its transcendences into the realms of the immaterial, logos, laws, universals, consciousness, the inner world, and the Absolute. I view them all as border states of trans-matter. And in this regard, trans-matter is like a synonym for the same absolute higher integral being with some emphasis on the material principle.

Similarly, I can call this integral principle trans-idealism, hence placing emphasis on the ideal pole, but again including various kinds of transcendences that go beyond the naive understanding of the ideal. We can consider matter, too, as a kind of transcendence of the ideal principle. So, it can be called both trans-idealism and trans-materialism, but the essence is the same—it is an integral principle, different aspects of which are the material and the ideal.

 

What is your view about the mainstream scientific approach?

Today, the scientific method is understood narrowly, namely, only environmental matter is considered scientific. I, however, besides environmental matter, presume a combination of an infinite number of other forms of matter, such as the matter of life, the senses, the mind, and the spirit. This infinite number of forms of matter unknown to us are all various forms of trans-matter. And so, the scientific method must be expanded to encompass all that.

What is there to it then? Only the neutral part. Scientific knowledge is based on the cognition of the many, that is, generalized sensory input giving us factology—a multitude of data initially disconnected; the many without the one. The mind then generates various types of unity: hypotheses of different kinds of oneness that could encompass the many. And scientific understanding is the coordination of the one and the many within the multi-unity. That is when we try to coordinate these notions of the one and the many in such a way so that each element of the many can be presented as a facet or an aspect of this unity.

And some concrete methods such as logic, mathematics, or mathematical structures may or may not allow us to construct specific types of unity, as they all have their limitations. But we can’t just mold any oneness and then apply it to any selection of the many, for rationality still applies, including non-classical, or post-non-classical rationality, though with less rigid and formal logic. There is also dialectical rationality, so, you name it. The main thing is that there should be these two poles: the many and the one, as well as the coordination between them according to certain laws.

And by the way, the many can be derived from any sensory experience, and not necessarily just from the five senses that we possess in this world of environmental matter. It can be any other sense organ of any other world and any other body. It all depends on the kind of world and the corresponding corporeality that living beings would possess there. This algorithm would still be applicable the same way everywhere: usually, we first cognize the many with elements seemingly unrelated to each other; then, the mind tries to pervade it with unity by putting forward hypotheses of different kinds of oneness; it attempts to coordinate the one and the many according to some multi-unity model and to check this multi-unity for the many that already exist and can be generated in the future. So, when all of this is well-harmonized, the multi-unity state exponentially increases, and the many are more extensively encompassed by the ever-deeper oneness; that’s when the mind develops. And this is the universal scientific method.

We need to build a new integral science or ‘trans-science,’ as I sometimes call it. It is a science that goes beyond the boundaries of just this narrow sensory matter and that can create a new picture of reality associated with other materiality and with the kinds of oneness that can embrace it. So, we have a lot of work to do here to create a new scientific method because, with the current mainstream oneness or multi-unity, we can’t understand what life, consciousness, mind, or spirit are.

Firstly, it is necessary to create new centers for integrating sensory data coming from ‘new’ realms of reality. It is already happening, for example, in transpersonal psychology, where a lot of interesting developments have been taking place.

Secondly, since the presence of the inner world signifies the possession of inverse matter, if we create instruments that can register inverse matter, then detecting its presence would be equivalent to detecting the presence of the object’s inner world. It would not be the detection of consciousness yet, as it is a somewhat more complex construct; for consciousness is a differentiated inner world in which some determinations have already occurred, and some simultaneously existing states have taken place. Then there is a flow of time: some states began to replace other states. So, in a fundamental sense, the criteria of consciousness are very clear. The only thing left to do is to create new science and new technology capable of detecting the presence of this inverse matter and to develop a new theory of consciousness.

 

What do you mean by life? Where is that borderline: the alive and the lifeless?

For our forms of life, I think viruses are such borderline, which depending on the conditions can manifest both as living and non-living. Nonetheless, they are the simplest life-form. And a small spark of the inner world flares up there precisely due to the presence of RNA molecules, which are created on the one hand from environmental matter, and on the other hand from the matter of life—the inverse matter. This inverse matter has the unique ontological property of being capable of creating inner worlds, for, by its nature, it is world-like; it generates a special ontological regime of the predominance of the one over the many, and thus the light of the inner world can spark into existence, hence enabling the occurrence of inner experience. So, the virus breaks out with a kind of a spark of life, or the inner world, which is associated with purposeful causes, or the presupposition of goals. In other words, it is a goal-driven teleological system that sets goals and achieves them.

Furthermore, the inner world has inverted causality; it is characterized by an inversed or inverted state of being. And while the environmental matter is characterized by active causes that operate from the past to the present—where the cause precedes the effect in time—in living organisms purposeful causes prevail, that is, the future determines the present. In other words, the image of the future, which constitutes a goal, is built either in the consciousness of a living being or is unconsciously realized through the corresponding laws of life. This includes purposeful laws, which begin to realize themselves in the form of final purposeful causes and expedient behavior when a living system unconsciously strives to achieve some goal. The fact that a living system pursues a goal does not mean that it is aware of this goal. But the main thing is that there is a goal, which this system aspires to achieve, and it is accomplished through certain objective laws, which are unconsciously realized in this living being. For living beings are the ‘charges’ through which the field of life is realized, similarly to an electromagnetic field that can realize itself only through electric charges. So, there must be at least one living being—a kind of charge, upon which this field of life begins to act. As soon as it appears, immediately these laws of life begin to realize themselves through it. Therefore, it is not at all necessary for a living being to consciously set a goal and reflect upon it; this is an already advanced stage in the development of consciousness. If a living being possesses the simplest inner world, it can already start pursuing goals, hence becoming an agent through which objective purposeful laws are realized. So, when a virus flares up with this sort of infinitely small inner world, then the laws of life, which are characteristic of this particular life-form, begin to be implemented through it and it begins to manifest expedient behavior. It looks for a cell, penetrates it, embeds its genome in it, and produces its kind. This is where the border between the living and the non-living lies in our world.

If we talk in general terms, this is the first environmental matter that breaks the barrier between the layers of environmental matter and the matter of life, and thus, can form the second body—the body of life. And how exactly that first, simplest environmental matter is realized in other worlds will depend on the physics of that specific world and the laws that operate there.

As far as the body of life is concerned, they can be progressively developed, starting with the simplest body of life, which relates to the realization of what Aristotle called the vegetative soul. It is the function of nourishment, growth, and reproduction, which all living organisms have. There may be a more developed body of life, which is related to the realization of the sensitivity already present in animals. It is what Aristotle called the animal soul. There can also be a body of life that is connected to the realization of the mind: the rational or the intellectual soul. So, in sum, the bodies of life can be different; they can vary in degrees of development. Also, depending on the number of these bodies of life and the level of their development, the corresponding advanced types of life arise.

The formation of increasingly more advanced types of bodies of life, and the corresponding life-forms, occurs as inverse matter is being created in the process of overcoming obstacles build-up by environmental matter. In this regard, each world has its ceiling, as far as the obstacles are concerned, for a world cannot give more than what was originally built in it. And when a living being reaches that ceiling, that world ceases to bind that living being, subsequently freeing it up. Like schoolchildren: when a life form passes the last ‘exams’ and reaches the limit of development in this system of learning, it goes further. It sheds an environmental body, which bound it to this system of experience, while retaining the developed bodies of life and the accumulated experience of growth, and finds other systems where barriers are stronger and more elaborate, where there is room to develop further. The dialectic of obstacles and development prerequisites presume that obstacles to development are, at the same time, opportunities to strengthen oneself. Worlds provide these obstacles, but also the resources to overcome them and to evolve in the process.

What I am describing applies to a lot of metaphysical traditions, expressed perhaps more in the form of revelations, dogmas, or opinions of some authority. However, I believe that we need science here. We need to forget what has been done before and, to a certain extent, start everything from scratch, going only by the scientific method as if there had been no Plato, Aristotle, or Leibnitz. And if we, by coincidence, converge in the process, we can only be pleased to point out that Plato also talked about this, and Aristotle about that. However, it will all be built on a rational basis, on new theoretical and empirical methods of cognition, on the expanded scientific method that will have to go far beyond studying just our environmental matter.

In defense of Integrated Information Theory (IIT)

In defense of Integrated Information Theory (IIT)

Reading | Neuroscience

AI(Artificial Intelligence) concept.

In what may come as a surprise to many, our Executive Director highlights the careful, scientifically laudable metaphysical agnosticism of IIT—the leading neuroscientific theory of the structure of consciousness—as well as its superiority to alternative theories and synergy with Analytic Idealism.

In recent days, the world of neuroscience has been shaken by an open letter—signed by several neuroscientists and philosophers of mind—claiming that the Integrated Information Theory (IIT) of consciousness is pseudo-science. The shock effect of this letter is due to the fact that IIT has been considered the leading theory of consciousness in neuroscience for many years now, being supported by big names such as Christof Koch and Giulio Tononi. The ensuing brouhaha has been covered by my friend John Horgan here.

 

Rush to judgment?

I, too, criticized IIT as a physicalist account of consciousness in a couple of paragraphs of my book, Why Materialism Is Baloney, written well over a decade ago. My point was that no amount of information integration could explain the magical step of a fundamentally unconscious system suddenly becoming conscious. My thoughts on this specific claim did not change: IIT cannot account for consciousness under physicalist premises; it does not explain how an otherwise unconscious substrate can light up with consciousness just because re-entrant loops of information integration form in neuronal activity.

Since 2017, however, I have been discretely looking more closely into IIT. I have realized that, while there are enough physicalists out there claiming that IIT may offer an emergentist account of consciousness, the theory itself can be very straightforwardly interpreted as being metaphysically neutral, agnostic. As a matter of fact, the language used by the neuroscientists developing the theory is clearly and deliberately chosen so as to precisely avoid metaphysical commitments. Giulio Tononi, for instance, avoids equating experience with the neuronal substrate. Instead, he speaks of an “explanatory identity” between experience and the information structure IIT can derive from brain activity.

Note the carefulness and rigor here: the identity in question is explanatory, not ontic or metaphysical. It means that the information structure derived by IIT from patterns of brain activity can inform us about the qualities and dynamics of experience; it does not commit IIT to any position regarding the nature or origin of experience. When it comes to free will, Tononi also talks about “operational determination”: it is the information structure reflected by brain activity that determines our conscious choices, not necessarily brain activity itself. These word choices may seem obscurantist for their nuance, but they embody scientific clarity, honesty and rigor: good science is science done without metaphysical commitments, no matter how popular those commitments may be. IIT is good science, unshackled by unexamined physicalist prejudices.

Therefore, while I still stand by the letter of my original criticism of attempts to use IIT as an emergentist, physicalist account of consciousness, I realize now that I was unfair in spirit. And for that I offer my sincere and heartfelt apology to Giulio, Christof, and all the folks laboring to develop IIT as a scientific theory—as opposed to a metaphysical claim. Again, in my view, IIT is good science; even the best science, as far as attempts to study consciousness via objective methods are concerned.

 

The power of IIT

It is extraordinary—even appalling—how neuroscience regularly ignores experience in its attempts to explain, well, experience. For instance, a team at the Imperial College London has been attempting to account for the psychedelic experience with a minuscule increase in brain noise (i.e., desynchronized patterns of brain activity) observed during the psychedelic state. Such a hypothesis would be a little less absurd if the psychedelic experience felt like watching faint TV static. Alas, anyone who has ever had a psychedelic experience knows that this isn’t quite the case.

Science is an objective method of knowledge pursuit, and this is its key strength. Therefore, scientists should by and large avoid subjective approaches. But when it comes to consciousness, the very thing we are trying to account for is subjectivity itself. Therefore, while attempting to account for consciousness we cannot ignore, well, what consciousness is. This is so obvious it’s embarrassing to have to argue for it. In attempting to account for anything we cannot ignore the properties of that which we are trying to account for; experience is no exception.

And here IIT shines, for its key tenet is to stay true to what experience is. Its five axioms are derived from direct introspective access to experience and its properties. The theory is then built upon these axioms, as any theory of consciousness worthy of being taken seriously must do. A theory of consciousness cannot ignore consciousness in its attempt to account for it.

Beyond this, IIT provides a rigorous conceptual and mathematical framework, based on information theory, which allows us to model experience and derive experiential implications from observed patterns of brain activity. It can do so because there is an obvious correlation between felt experience and brain function; no serious scientist or philosopher would deny that. And such a correlation is all that IIT needs: it creates a layer of abstraction—the ‘phi structure,’ or sometimes the ‘causal structure’—derived from brain activity, which can then be translated into experiential implications. IIT creates a two-way map between the characteristics of felt experience and patterns of brain activity, in a metaphysically neutral manner—the hallmark of good science.

SanServolo ASNS

Part of the merry crew in San Servolo, Venice, during the Advanced School of Neuroscience, IIT meeting in September 2023.

IIT and Analytic Idealism

A couple of weeks ago, I spent a full week—literally all mornings, afternoons and evenings—in the small island of San Servolo, in the Venice lagoon, with Giulio, Christoph, and several other IIT researchers and students, discussing IIT. I was given the opportunity even to present my views on Analytic Idealism and its relation to IIT. I’ve learned a lot during that week, at both technical and personal levels, and I am very grateful to Christof and Giulio for that opportunity.

San Servolo congealed in my mind something that had been growing in it since 2017: that IIT complements Analytic Idealism extremely well. Through the process of “exclusion,” mathematically formalized in IIT, we could develop the first rigorous conceptual account of dissociation in psychiatry. Just such an account is the missing element of Analytic Idealism, for the latter postulates dissociation as the solution to the so-called ‘decomposition problem’ of idealism.

Moreover, the abstracted “phi” or “causal structure” IIT constructs is, under Analytic Idealism, our first model of the structure and dynamics of experiential states as they are in themselves, as opposed to how they appear to external observation. The latter is what we call ‘matter.’ While matter is the “phenomena” of Kantian terminology, experiential states are the Kantian “noumena.” IIT provides the first scientific model of the noumena, as opposed to the phenomena. The significance of this cannot possibly be overstated.

Notice that physics—the basis of all sciences—is purely a science of phenomena: a science of the contents of perception. In Kantian terminology, physics does not—and fundamentally cannot—describe nature as it is in itself, but just as it appears to observation. Physics is not—and cannot be—a science of the noumena. But IIT can. The abstracted phi structures of information integration are, under Analytic Idealism, the structure of nature as it is in itself—i.e., the structure of irreducible experiential states.

I thus regard IIT not as an enemy of Idealism, but precisely as one of its most important scientific complements and most promising partner for future theoretical and practical developments. This doesn’t mean that IIT is an idealist theory; it isn’t, and shouldn’t be, for science must remain metaphysically neutral. Philosophers, on the other hand, must precisely not be metaphysically neutral, for doing metaphysics is our job. And as it happens, metaphysics must be informed by science, since any metaphysics that contradicts established science is just wrong. It is in this sense that I see great promise in work that brings together IIT and Idealism: IIT can inform Idealism in a mathematically precise manner that Idealism has so far lacked (except for the work of Donald Hoffman and his team, which offers a different take on the formalisms).

 

The open letter brouhaha

Which brings me back to the beginning of this essay: the open letter claiming that IIT is pseudo-science, due to its alleged failure to make testable predictions. The people developing IIT are in a much better position to answer this charge—if they choose to do so, which I’m not sure is the best course of action, for reasons I will soon discuss—than I am. But I will very briefly share my view in this regard.

IIT did make predictions; and they were successfully tested. For instance, a key prediction of IIT is that, because of their neuronal anatomy, more interconnected areas of the brain should be more tightly correlated with conscious experience than the pre-frontal cortex. This is counterintuitive, since most neuroscientists thought that precisely the pre-frontal cortex was the seat of consciousness. Tests revealed IIT’s prediction to be correct.

There are other studies that I could allude to, but my point here is just to not concede the charge that IIT hasn’t made testable predictions; it has. However, even if it hadn’t, I think the pseudo-science charge made in the open letter betrays alarming ignorance of what IIT is and how it is progressing.

Indeed, IIT is trying to construct a map that allows us to infer the qualities of experience from the information structure of neuronal activity. We can create this map because we have access to both sides of the equation: we can measure brain activity and access experience through direct introspection. This double access allows us to calibrate or tune our models over time. We measure brain activity, feed those measurements into a mathematical model of the associated qualities of experience, and then check the output of the model against introspection. If the check fails, we refine the model and try again.

This calibration process requires foreknowledge of both sides of the equation: the measured patterns of neuronal activity and the corresponding introspective reports. Without this foreknowledge, no tuning can be performed and the model cannot be improved. No predictions can be done at this stage, for predictions entail precisely guessing an unknown side of the equation based on the other, known side. This, of course, can only be done once the calibration is complete and the model can be extrapolated to yet-unseen data.

Now, refining a model of experience—the richest, most nuanced, complex, and literally mind-boggling element of nature—in this manner is a titanic enterprise; there are countless variables and parameters at play, many of which are extremely hard to pin down through introspection. On the other side of the equation, measuring patterns of brain activity with the level of detail—resolution, granularity—required for the calibration is also exquisitely challenging. Let us keep in mind that functional neuroimaging is very recent: it’s a 21st-century thing, still in its infancy.

Because of this, to expect IIT to make a wide variety of concrete and testable predictions—i.e., to infer one side of the equation from the other with consistency and accuracy—at this point in the game is just naïve and unreasonable. That IIT has made testable predictions speaks to the resourcefulness of the researchers in question and should be considered a bonus. The timeline for having a consistent, reliable, extrapolatable model of the qualities of experience should be measured in decades, even in the best-case scenario of a theory that set out in the right direction.

All this aside, though, it strikes me as odd that academics should choose to criticize their peers’ work through an open letter. Academics typically use open letters to talk to the government or the public; not other academics. For the latter, the tool of communication is peer reviewed academic articles, not open letters. The use of an open letter is political, not scientific, and raises uncomfortable questions in my mind regarding the motivations.

Indeed, it is intriguing that, precisely as IIT makes an effort to be more explicit in its metaphysical agnosticism—through careful choices of words in the claims it makes—life-time activists of metaphysical physicalism, such as Daniel Dennett and Patricia Churchland, should choose to turn against it in a highly politicized move alien to academic custom.

Be that as it may, I considered it appropriate that I now broke my silence on IIT—which I have carefully maintained since 2017—and publicly voiced my support for it. Because IIT is good science, it doesn’t unthinkingly commit itself to physicalism. That this may have ruffled the feathers of physicalist activists is predictable, but their reaction is censurable, in my view.

 

Conclusions

IIT, far from contradicting Idealism, can in fact dovetail with it extremely well, in a synergistic combination that can finally allow us to: (1) develop a rigorous conceptual account of dissociation in psychiatry, possibly leading to new and desperately needed treatment protocols; (2) tackle the missing piece of Analytic Idealism by addressing the decomposition problem in a more explicit and rigorous manner, through the formalized notion of “exclusion” in IIT; (3) develop more effective treatment or palliative protocols for locked-in syndrome; (4) develop a no-report paradigm for the study of the neural correlates of consciousness, allowing us to finally overcome the severe limits imposed by metacognitive introspection; (5) possibly develop the very first theory of the noumena—as opposed to the phenomena—in the history of humanity; a theory of everything as it is in itself.

These are lofty prospects, with an unfathomable payoff. And in my view, no other theory of the structure and dynamics of experience comes anywhere near IIT in its rigor, clarity, formalisms, theoretical infrastructure, and insight. I see the open letter against IIT as a political move whose dubious motivations should have no place in academia. Finally, I look very much forward to cooperating with the IIT teams around the world in further exploring its synergies with Idealism.